Form D · Hedge Fund

EnTrustPermal Japan Holdings NV

9 Curacao Netherlands Antilles, P8 · CIK 0001372119

Offering snapshot reported Mar 23, 2018 · SEC filing

Reported sold
$1.38B
Indefinite offering
Investors reported
41
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
May 16, 1997
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$689M$1.38BMar 16, 2011: $190,754,535.00Mar 16, 2011Mar 16, 2012: $1,346,202,533.00Mar 13, 2013: $1,371,076,560.00Mar 13, 2014: $1,376,503,264.00Mar 16, 2015: $1,377,311,990.00Mar 14, 2016: $1,377,724,240.00Mar 16, 2017: $1,377,724,240.00Mar 23, 2018: $1,377,724,240.00Mar 23, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 23, 2018Amendment$1,377,724,240$0vs Mar 16, 201741SEC filing
Mar 16, 2017Amendment$1,377,724,240$0vs Mar 14, 201641SEC filing
Mar 14, 2016Amendment$1,377,724,240$412,250vs Mar 16, 201541SEC filing
Mar 16, 2015Amendment$1,377,311,990$808,726vs Mar 13, 201441SEC filing
Mar 13, 2014Amendment$1,376,503,264$5,426,704vs Mar 13, 201341SEC filing
Mar 13, 2013Amendment$1,371,076,560$24,874,027vs Mar 16, 201217SEC filing
Mar 16, 2012Amendment$1,346,202,533$1,155,447,998vs Mar 16, 201114SEC filing
Mar 16, 2011Initial$190,754,535No comparison166SEC filing
Mar 16, 2010Amendment$233,139,038-$169,266,763vs Mar 18, 2009179SEC filing
Mar 18, 2009Amendment$402,405,801No comparisonNot reportedSEC filing
Aug 3, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$311K (estimated)
Finders' fees
$0
Form D file number
021-156859
The agreement with C.P. Eaton and Associates has been terminated since September 30, 2008. The agreement with Maybridge Partners Inc. terminated on or around May 11, 2011. Neither firm currently solicits for the Issuer.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
C. P. Eaton and Associates31170

Source: Form D, filed Mar 23, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ENTRUSTPERMAL JAPAN HOLDINGS N.V.

Investment adviser: ENTRUST GLOBAL PARTNERS OFFSHORE LP

Gross asset value
$12.4M
Beneficial owners
36
ADV minimum commitment
$100K

Reported in Form ADV on Dec 19, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTED, Netherlands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP TORONTO, Canada
Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Netherlands Related to adviser: No
Custodian CITCO BANK & TRUST COMPANY (BAHAMAS) LIMITED NASSAU, Bahamas, The Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Marketer ENTRUST GLOBAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSE COOPERS LLP
PCAOB 271

ENTRUST GLOBAL SECURITIES LLC
CRD 146443 · SEC 8-67822

Filing source

Form ADV 1363557 · Dec 19, 2019 · Schedule D 7.B.(1), fund 805-2104036606

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michel Delauzun Director
Gary Gladstein Director
Christopher Gruninger Director
Edmond De La Haye Jousselin Director
Raymond A Mason Director
Isaac Souede Director
William Waters Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Box 4774 Kaya Flamboyan
9 Curacao Netherlands Antilles, P8, 00000