Form D · Hedge Fund
Permal Investment Holdings Institutional Ltd
Tortola, D8 · CIK 0001458288
Offering snapshot reported Mar 10, 2016 · SEC filing
- Reported sold
- $4M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jan 20, 2006 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 10, 2016 | Amendment | $4,000,000 | $0vs Mar 16, 2015 | 2 | SEC filing |
| Mar 16, 2015 | Amendment | $4,000,000 | $0vs Mar 13, 2014 | 2 | SEC filing |
| Mar 13, 2014 | Amendment | $4,000,000 | $0vs Mar 14, 2013 | 2 | SEC filing |
| Mar 14, 2013 | Amendment | $4,000,000 | $0vs Mar 16, 2012 | 2 | SEC filing |
| Mar 16, 2012 | Amendment | $4,000,000 | -$12,732,851vs Mar 16, 2011 | 2 | SEC filing |
| Mar 16, 2011 | Initial | $16,732,851 | No comparison | 14 | SEC filing |
| Mar 16, 2010 | Amendment | $15,875,625 | -$11,188,169vs Mar 16, 2009 | 8 | SEC filing |
| Mar 16, 2009 | Initial | $27,063,794 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $204K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-156855
The agreement with C.P. Eaton and Associates has been terminated since September 30, 2008. The agreement with Maybridge Partners Inc. terminated on or around May 11, 2011. Neither firm currently solicits for the Issuer
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Legg Mason Investor Services, LLC | 109064 |
Source: Form D, filed Mar 10, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michel Delauzun | Director |
| Gary Gladstein | Director |
| Christopher Gruninger | Director |
| Edmond De La Haye Jousselin | Director |
| Raymond A Mason | Director |
| Isaac Souede | Director |
| William Waters | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Tortola, D8, BVI