Form D · Other Investment Fund

Permal India Holdings Ltd.

Tortola, D8 · CIK 0001458227

Offering snapshot reported Mar 16, 2010 · SEC filing

Reported sold
$22.3M
Indefinite offering
Investors reported
56
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 15, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18M$36MMar 16, 2009: $36,009,867.00Mar 16, 2009Mar 16, 2010: $22,287,959.00Mar 16, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$36,009,867 → $22,287,959

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2010Amendment$22,287,959-$13,721,908vs Mar 16, 200956SEC filing
Mar 16, 2009Initial$36,009,867No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-127992
Approximate as of 2/28/10: $22,287,959
None paid by the fund in connection with US offering in the past year

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Maybridge Partners IncNone
C.P. Eaton and Associates31170

Source: Form D, filed Mar 16, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michel Delauzun Director
Gary Gladstein Director
Christopher Gruninger Director
Edmond De La Haye Jousselin Director
Raymond A Mason Director
Isaac Souede Director
William Waters Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Equity Trust (Bvi) Limited Road Town
Tortola, D8, BVI