Form D · Hedge Fund

EnTrustPermal Fixed Income Holdings (ERISA) Ltd.

Road Town, D8 · CIK 0001534065

Offering snapshot reported Mar 23, 2018 · SEC filing

Reported sold
$417M
Indefinite offering
Investors reported
32
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Oct 31, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$209M$417MNov 2, 2011: $457.00Nov 2, 2011Nov 2, 2011: $5,200,000.00Mar 15, 2012: $117,600,433.00Mar 13, 2013: $186,480,191.00Mar 14, 2014: $308,350,259.00Mar 16, 2015: $375,011,206.00Mar 10, 2016: $416,531,206.00Mar 16, 2017: $416,531,206.00Mar 23, 2018: $417,131,206.00Mar 23, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$416,531,206 → $417,131,206

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 23, 2018Amendment$417,131,206$600,000vs Mar 16, 201732SEC filing
Mar 16, 2017Amendment$416,531,206$0vs Mar 10, 201632SEC filing
Mar 10, 2016Amendment$416,531,206$41,520,000vs Mar 16, 201532SEC filing
Mar 16, 2015Amendment$375,011,206$66,660,947vs Mar 14, 201430SEC filing
Mar 14, 2014Amendment$308,350,259$121,870,068vs Mar 13, 201325SEC filing
Mar 13, 2013Amendment$186,480,191$68,879,758vs Mar 15, 201220SEC filing
Mar 15, 2012Amendment$117,600,433$117,599,976vs Nov 2, 201111SEC filing
Nov 2, 2011Amendment$5,200,000$5,199,543vs Nov 2, 20111SEC filing
Nov 2, 2011Initial$457No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$2.06M (estimated)
Finders' fees
$0
Form D file number
021-168123

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
C.P. Eaton and Associates31170

Source: Form D, filed Mar 23, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ENTRUSTPERMAL FIXED INCOME HOLDINGS (ERISA) LTD.

Investment adviser: ENTRUST GLOBAL PARTNERS LLC

Gross asset value
$352K
Beneficial owners
7
ADV minimum commitment
$1M

Reported in Form ADV on Oct 28, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, Curacao Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, Canada
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 271

Filing source

Form ADV 1684301 · Oct 28, 2022 · Schedule D 7.B.(1), fund 805-4502979534

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Edmond De La Haye Jousselin Director
Gary Gladstein Director
Raymond A Mason Director
Isaac Souede Director
William Waters Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Harneys Corporate Services Limited Craigmuir Chambers, Po Box 71
Road Town, D8, BVI