Form D · Hedge Fund

EnTrustPermal European Holdings NV

Netherlands Antilles, P8 · CIK 0001372118

Offering snapshot reported Apr 23, 2019 · SEC filing

Reported sold
$417M
Indefinite offering
Investors reported
32
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jul 9, 1997
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$266M$532MMar 16, 2011: $183,229,038.00Mar 16, 2011Mar 16, 2012: $513,274,632.00Mar 14, 2013: $518,564,062.00Mar 13, 2014: $520,294,422.00Mar 16, 2015: $521,698,055.00Mar 10, 2016: $522,930,368.00Mar 16, 2017: $531,941,972.00Mar 23, 2018: $531,941,972.00Apr 23, 2019: $417,131,206.00Apr 23, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$531,941,972 → $417,131,206
  • Reported investors33 → 32

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 23, 2019Amendment$417,131,206-$114,810,766vs Mar 23, 201832SEC filing
Mar 23, 2018Amendment$531,941,972$0vs Mar 16, 201733SEC filing
Mar 16, 2017Amendment$531,941,972$9,011,604vs Mar 10, 201633SEC filing
Mar 10, 2016Amendment$522,930,368$1,232,313vs Mar 16, 201533SEC filing
Mar 16, 2015Amendment$521,698,055$1,403,633vs Mar 13, 201432SEC filing
Mar 13, 2014Amendment$520,294,422$1,730,360vs Mar 14, 201331SEC filing
Mar 14, 2013Amendment$518,564,062$5,289,430vs Mar 16, 201231SEC filing
Mar 16, 2012Amendment$513,274,632$330,045,594vs Mar 16, 201113SEC filing
Mar 16, 2011Initial$183,229,038No comparison131SEC filing
Mar 16, 2010Amendment$222,046,530-$146,162,754vs Mar 16, 2009152SEC filing
Mar 16, 2009Amendment$368,209,284No comparisonNot reportedSEC filing
Aug 3, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$2.06M (estimated)
Finders' fees
$0
Form D file number
021-156846
The agreement with C.P. Eaton and Associates has been terminated since September 30, 2008. The agreement with Maybridge Partners Inc. terminated on or around May 11, 2011. Neither firm currently solicits for the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
C. P. Eaton and Associates31170
Maybridge Partners IncNone

Source: Form D, filed Apr 23, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ENTRUSTPERMAL EUROPEAN HOLDINGS N.V.

Investment adviser: ENTRUST GLOBAL PARTNERS OFFSHORE LP

Gross asset value
$13.1M
Beneficial owners
36
ADV minimum commitment
$100K

Reported in Form ADV on Oct 26, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, Netherlands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP TORONTO, Canada
Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Netherlands Related to adviser: No
Custodian CITCO BANK & TRUST COMPANY (BAHAMAS) LIMITED NASSAU, Bahamas, The Related to adviser: No
Custodian SMITH & WILLIAMSON INVESTMENT MANAGEMENT LIMITED LONDON, United Kingdom Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer ENTRUSTPERMAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSE COOPERS LLP
PCAOB 271

ENTRUSTPERMAL SECURITIES LLC
CRD 146443 · SEC 8-67822

Filing source

Form ADV 1248165 · Oct 26, 2018 · Schedule D 7.B.(1), fund 805-3975844982

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Wesley Burns Director
Michel Delauzun Director
N/A Offshore En Trust Permal Partners Offshore Lp Promoter
Gary Gladstein Director
Christopher Gruninger Director
Edmond De La Haye Jousselin Director
Raymond A Mason Director
Charlie Ruffel Director
Isaac Souede Director
William Waters Director
Woods William Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Box 4774 Kaya Flamboyan 9 Curacao
Netherlands Antilles, P8, 00000