Form D · Hedge Fund

Permal Apex Select Ltd

Tortola, D8 · CIK 0001400936

Offering snapshot reported Mar 13, 2014 · SEC filing

Reported sold
$6.2M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 23, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$15.8M$31.7MMar 16, 2011: $31,656,816.00Mar 16, 2011Mar 15, 2012: $4,500,000.00Mar 15, 2012Mar 14, 2013: $6,199,999.00Mar 14, 2013Mar 13, 2014: $6,199,999.00Mar 13, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 13, 2014Amendment$6,199,999$0vs Mar 14, 20131SEC filing
Mar 14, 2013Amendment$6,199,999$1,699,999vs Mar 15, 20121SEC filing
Mar 15, 2012Amendment$4,500,000-$27,156,816vs Mar 16, 20111SEC filing
Mar 16, 2011Initial$31,656,816No comparison3SEC filing
Mar 16, 2010Amendment$24,800,010-$4,230,177vs Mar 16, 20090SEC filing
Mar 16, 2009Amendment$29,030,187No comparisonNot reportedSEC filing
May 15, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-156820

Source: Form D, filed Mar 13, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

P APEX SELECT IE

Investment adviser: APEX CAPITAL, LLC

Gross asset value
$107M
Beneficial owners
8
ADV minimum commitment
$100K

Reported in Form ADV on Aug 14, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURACAO) N.V. WILLEMSTAD, CURACAO, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian CITCO BANKING CORPORATION NV WILLEMSTAD, CURACAO, Netherlands Antilles Related to adviser: No
Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No
Prime broker CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC BROOKLYN, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC
CRD 151470 · SEC 8-68376

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 941016 · Aug 14, 2015 · Schedule D 7.B.(1), fund 805-4342914687

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Hodge Director
Robert Kaplan Director
Saintco Limited Director
Isaac Souede Director
Judy Tchou Director
Deborah Watson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Hwr Services Limited, Po Box 71, Road Town
Tortola, D8, 00000