Form D · Private Equity Fund

Performance Venture Capital IV, L.P.

Greenwich, CT · CIK 0001742401

Offering snapshot reported Feb 10, 2020 · SEC filing

Reported sold
$317M
Indefinite offering
Investors reported
32
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
May 17, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$159M$317MJun 1, 2018: $55,350,000.00Jun 1, 2018May 23, 2019: $86,161,616.00May 23, 2019Aug 14, 2019: $229,800,000.00Feb 10, 2020: $317,476,768.00Feb 10, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$229,800,000 → $317,476,768

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 10, 2020Amendment$317,476,768$87,676,768vs Aug 14, 201932SEC filing
Aug 14, 2019Amendment$229,800,000$143,638,384vs May 23, 201932SEC filing
May 23, 2019Amendment$86,161,616$30,811,616vs Jun 1, 201831SEC filing
Jun 1, 2018Initial$55,350,000No comparison23SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$2.95K
Form D file number
021-313735
Clarification under item 11: The Manager reserves the right, in its sole and absolute discretion, to accept individual Commitments of lesser amounts.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Equus Financial Consulting LLC131449

Source: Form D, filed Feb 10, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PERFORMANCE VENTURE CAPITAL IV, L.P.

Investment adviser: PERFORMANCE EQUITY MANAGEMENT, LLC

Gross asset value
$237M
Beneficial owners
55
ADV minimum commitment
$5M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANSISCO, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK: A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Marketer BRADLEY WOODS & CO. LTD. NEW YORK, New York, United States Related to adviser: No
Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: No
Marketer GALLATIN CAPITAL LLC NEW YORK, New York, United States Related to adviser: No
Marketer ITTAI DISSENTSHIK TEL-AVIV, Israel Related to adviser: No
Marketer KBFG SECURITIES AMERICA INC. NEW YORK, New York, United States Related to adviser: No
Marketer LANCEA LLC LONDON, United Kingdom Related to adviser: No
Marketer RAINMAKER SECURITIES, LLC MIAMI, Florida, United States Related to adviser: No
Marketer VERITY CAPITAL MANAGEMENT LIMITED ALDGATE, Australia Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

EISNERAMPER LLP
PCAOB 274

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LEI 8NAV47T0Y26Q87Y0QP8

SILICON VALLEY BANK: A DIVISION OF FIRST CITIZENS BANK
LEI 0K2D5AK28E3O5CC06E35

BRADLEY WOODS & CO. LTD.
CRD 13660 · SEC 8-28862

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

GALLATIN CAPITAL LLC
CRD 124738 · SEC 8-65718

KBFG SECURITIES AMERICA INC.
CRD 39356 · SEC 8-48651

RAINMAKER SECURITIES, LLC
CRD 132995 · SEC 8-66667

Filing source

Form ADV 2069570 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-1424514181

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeffrey Barman Executive
Frank Brenninkmeyer Executive
John S. Clark Executive
Jon W. De Klerk Executive
Marcia Haydel Director
Christopher Millin Executive
N/A Performance Equity Management, Llc Promoter
N/A Performance Venture Capital Iv Gp, Llc Promoter
Jeffrey A. Reals Director
S. Lawrence Rusoff Director
James S. Tybur Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Performance Equity Management, Llc 5 Greenwich Office Park, 3 Rd Floor
Greenwich, CT, 06831