Form D · Other Investment Fund

Performance EFFEM PE Fund, L.P.: Series 2017

Greenwich, CT · CIK 0001712264

Offering snapshot reported Jul 24, 2017 · SEC filing

Reported sold: $134M
Investors reported: 7
Minimum accepted: $0
First sale: Jul 7, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 24, 2017	Initial	$134,000,000	No comparison	7	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-291380

Source: Form D, filed Jul 24, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PERFORMANCE EFFEM PE FUND, L.P.: SERIES 2017

Investment adviser: PERFORMANCE EQUITY MANAGEMENT, LLC

Gross asset value: $126M
Beneficial owners: 9
ADV minimum commitment: $0

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian SILICON VALLEY BANK: A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LEI 8NAV47T0Y26Q87Y0QP8

SILICON VALLEY BANK: A DIVISION OF FIRST CITIZENS BANK
LEI 0K2D5AK28E3O5CC06E35

Filing source

Form ADV 2069570 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-9266609426

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jeffrey Barman	Director
Frank Brenninkmeyer	Director
John S. Clark	Director
Jon De Klerk	Executive
Marcia Haydel	Director
Scott Koeber	Executive
Christopher Millin	Director
N/A Performance Effem Pe Fund Gp, Llc	Promoter
N/A Performance Equity Management, Llc	Director
Jeffrey A. Reals	Director
S. Lawrence Russoff	Director
Paul Schmitt	Director
James Tybur	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Performance Equity Management, Llc 5 Greenwich Office Park, Third Floor
Greenwich, CT, 06831