Form D · Private Equity Fund

Performance Direct Investments IV, L.P.

Greenwich, CT · CIK 0001762954

Offering snapshot reported Apr 8, 2020 · SEC filing

Reported sold: $123M
Investors reported: 47
Minimum accepted: $250K
First sale: Dec 18, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$104,343,434 → $122,525,253
Reported investors35 → 47

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 8, 2020	Amendment	$122,525,253	$18,181,819vs Feb 10, 2020	47	SEC filing
Feb 10, 2020	Amendment	$104,343,434	$19,696,969vs Aug 26, 2019	35	SEC filing
Aug 26, 2019	Amendment	$84,646,465	$23,496,465vs Dec 28, 2018	31	SEC filing
Dec 28, 2018	Initial	$61,150,000	No comparison	22	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $135K
Form D file number: 021-329192

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Verity Capital Management Limited	None
Equus Financial Consulting LLC	131449
Gallatin Capital LLC	124738
Bradley Woods & Co. Ltd.	13660
Forum Capital Securities LLC	113855

Source: Form D, filed Apr 8, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PERFORMANCE DIRECT INVESTMENTS IV, L.P.

Investment adviser: PERFORMANCE EQUITY MANAGEMENT, LLC

Gross asset value: $432M
Beneficial owners: 118
ADV minimum commitment: $5M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANSISCO, California, United States Related to adviser: No

Custodian SILICON VALLEY BANK: A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No

Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: No

Marketer FORUM CAPITAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer GALLATIN CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Marketer ITTAI DISSENTSHIK TEL-AVIV, Israel Related to adviser: No

Marketer KBFG SECURITIES AMERICA INC. NEW YORK, New York, United States Related to adviser: No

Marketer LANCEA LLC LONDON, United Kingdom Related to adviser: No

Marketer RAINMAKER SECURITIES, LLC MIAMI, Florida, United States Related to adviser: No

Marketer VERITY CAPITAL MANAGEMENT ALDGATE, Australia Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNERAMPER LLP
PCAOB 274

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LEI 8NAV47T0Y26Q87Y0QP8

SILICON VALLEY BANK: A DIVISION OF FIRST CITIZENS BANK
LEI 0K2D5AK28E3O5CC06E35

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

FORUM CAPITAL SECURITIES LLC
CRD 113855 · SEC 8-53364

GALLATIN CAPITAL LLC
CRD 124738 · SEC 8-65718

KBFG SECURITIES AMERICA INC.
CRD 39356 · SEC 8-48651

RAINMAKER SECURITIES, LLC
CRD 132995 · SEC 8-66667

Filing source

Form ADV 2069570 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-1436924432

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Performance Direct Investments III, L.P.	Sep 17, 2015	$138,000,000	5
Performance Direct Investments IV, L.P. (this fund)	Apr 8, 2020	$122,525,253	47
Performance Direct Investments V, L.P.	Jan 23, 2025	$229,626,262	81

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jeffrey Barman	Executive
Frank Brenninkmeyer	Director
John S. Clark	Executive
Jon W. De Klerk	Executive
Marcia Haydel	Director
Scott Koeber	Executive
Christopher Millin	Executive
N/A Performance Direct Investments Iv Gp, Llc	Promoter
N/A Performance Equity Management, Llc	Promoter
Jeffrey A. Reals	Director
S. Lawrence Rusoff	Director
James S. Tybur	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

5 Greenwich Office Park, Third Floor
Greenwich, CT, 06831