Form D · Other
Peregrine Metals Ltd
Vancouver, A1 · CIK 0001371159
Offering snapshot reported Mar 17, 2010 · SEC filing
- Reported sold
- $4.44M Offering amount: $8.87M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 11, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 17, 2010 | Initial | $4,437,403 | No comparison | 7 | SEC filing |
| May 7, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 16, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 26, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $266K
- Finders' fees
- $0
- Form D file number
- 021-93255
(c) represents maximum potential exercise price of warrants issued to U.S. investors
Agents also received 273,300 warrants to purchase common stock of the issuer at Cdn$1.00 for 18 months following the closing date
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| GMP Securities L.P. | None | Griffiths McBurney Corp. · CRD 40620 |
| Dundee Securities Corporation | None | |
| Canaccord Financial Ltd. | None |
Source: Form D, filed Mar 17, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alan Carter | Director |
| Jonathan Challis | Director |
| Brooke Clements | Executive |
| Richard Cohen | Director |
| Rod Davey | Executive |
| Beverly Downing | Executive |
| Eric Friedland | Director, Executive |
| Myron Goldstein | Director |
| Chantal Gosselin | Director |
| Gordon Keep | Director |
| Sophia Morris | Executive |
| Bernard Poznanski | Executive |
| Charles Russell | Director |
| Gregory Shenton | Executive |
| Jeffrey Toohey | Executive |
| Michael Westerlund | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
1250 Homer St Suite 201
Vancouver, A1, V6B 1C6
Vancouver, A1, V6B 1C6