Form D · Private Equity Fund

Peppertree Capital Fund IV, LP

Chagrin Falls, OH · CIK 0001588006

Offering snapshot reported Oct 25, 2013 · SEC filing

Reported sold: $15.8M
Investors reported: 57
Minimum accepted: $0
First sale: Oct 15, 2013

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 57

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 25, 2013	Amendment	$15,838,000	No comparison	57	SEC filing
Sep 30, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-203718

Source: Form D, filed Oct 25, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PEPPERTREE CAPITAL FUND IV, LP

Investment adviser: PCM MANAGEMENT ADVISOR, LLC

Gross asset value: $4.9M
Beneficial owners: 60
ADV minimum commitment: $100K

Reported in Form ADV on Apr 9, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE, LLP CLEVELAND, Ohio, United States

Custodian PEOPLES BANK BEACHWOOD, Ohio, United States Related to adviser: No

Marketer TPG CAPITAL BD, LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

DELOITTE & TOUCHE, LLP
PCAOB 34

TPG CAPITAL BD, LLC
CRD 143876 · SEC 8-67616

Filing source

Form ADV 2093286 · Apr 9, 2026 · Schedule D 7.B.(1), fund 805-3080922185

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Peppertree Capital Fund IV, LP (this fund)	Oct 25, 2013	$15,838,000	57
Peppertree Capital Fund VI, LP	Apr 21, 2016	$2,775,000	12
Peppertree Capital Fund VII, LP	Sep 27, 2018	$2,225,000	10
Peppertree Capital Fund VIII, LP	Feb 24, 2020	$13,751,000	10
PEPPERTREE CAPITAL FUND IX, LP	Nov 19, 2021	$22,651,000	7
Peppertree Capital Fund X, LP	Aug 1, 2024	$21,000,000	5

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Peppertree Capital Fund Fiv, Lp Peppertree Capital Fund Fiv, Lp	Executive
Peppertree Capital Iv, Inc. Peppertree Capital Iv, Inc.	Executive
Peppertree Capital Fund Fiv, Lp Peppertree Capital Iv, Inc.,	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

86 West Street
Chagrin Falls, OH, 44022