Form D · Other Health Care
Penumbra Inc
Alameda, CA · CIK 0001321732
Offering snapshot reported May 13, 2014 · SEC filing
- Reported sold
- Yet to sell Offering amount: $70M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 13, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Nov 1, 2012 | Initial | $121,230 | No comparison | 3 | SEC filing |
| Mar 18, 2008 | Paper | Not reported | No comparison | Not reported | |
| Mar 18, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 9, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 16, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 23, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $2.5M (estimated)
- Form D file number
- 021-217261
Series F Preferred Stock
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Perella Weinberg Partners LP | 138618 | Perella Weinberg Partners LP · CRD 138618 |
Source: Form D, filed May 13, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dave Barry | Executive |
| Arani Bose | Director, Executive |
| Adam Elsesser | Director, Executive |
| Robert D. Evans | Executive |
| Dan Kassing | Director |
| Don Kassing | Director |
| Thomas Krebs | Director, Executive |
| Jim Pray | Executive |
| Lynn Rothman | Executive |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
1351 Harbor Bay Parkway
Alameda, CA, 94502
Alameda, CA, 94502