Form D · Private Equity Fund
Penumbr4 | LLC
Southlake, TX · CIK 0001598639
Offering snapshot reported Sep 18, 2014 · SEC filing
- Reported sold
- Yet to sell Offering amount: $25M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 18, 2014 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Feb 5, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $750K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-211340
This is if we pay the maximum commission rate (6%) and raise half the Offering Amount ($12.5M).
Source: Form D, filed Sep 18, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Kevin Nichols | Director |
| James Anthony Walsh | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
325 Miron Drive Suite 130
Southlake, TX, 76092
Southlake, TX, 76092