Form D · Hedge Fund

Pentwater Metric Merger Arbitrage Fund LP

George Town, Grand Cayman, E9 · CIK 0001792120

Offering snapshot reported Nov 1, 2021 · SEC filing

Reported sold: $186M
Investors reported: 4
Minimum accepted: $0
First sale: Nov 1, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$184,314,173 → $185,714,173

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 1, 2021	Amendment	$185,714,173	$1,400,000vs Oct 30, 2020	4	SEC filing
Oct 30, 2020	Amendment	$184,314,173	No comparison	4	SEC filing
Oct 30, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-352152

Source: Form D, filed Nov 1, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENTWATER METRIC MERGER ARBITRAGE FUND LP

Investment adviser: PENTWATER CAPITAL MANAGEMENT LP

Gross asset value: $1.6M
Beneficial owners: 1
ADV minimum commitment: $100K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST GLOBAL FUND SERVICES CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No

Custodian BLACKROCK CASH MANAGEMENT LONDON, United Kingdom Related to adviser: No

Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian CITIGROUP GLOBAL MARKETS LIMITED NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL NEW YORK, New York, United States Related to adviser: No

Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No

Custodian JEFFRIES FINANCIAL PRODUCTS, LLC NEW YORK, New York, United States Related to adviser: No

Custodian JP MORGAN CHASE BANK, NA NEW YORK, New York, United States Related to adviser: No

Custodian MIZUHO CAPITAL MARKETS LLC, NEW YORK, New York, United States Related to adviser: No

Custodian NOMURA GLOBAL FINANCIAL PRODUCTS INC. NEW YORK, New York, United States Related to adviser: No

Custodian NOMURA INTERNATIONAL PLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST COMPANY GRAND CAYMAN, Cayman Islands Related to adviser: No

Custodian UBS AG DALLAS, Texas, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No

Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker UBS AG DALLAS, Texas, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

ERNST & YOUNG LTD.
PCAOB 1655

BOFA SECURITIES, INC.
SEC 8-69787

JEFFRIES FINANCIAL PRODUCTS, LLC
LEI 549300VTTUT4EQ1V6W27

NOMURA GLOBAL FINANCIAL PRODUCTS INC.
LEI 0Z3VO5H2G7GRS05BHJ91

NOMURA INTERNATIONAL PLC
LEI DGQCSV2PHVF712743539

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

Filing source

Form ADV 2069176 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-8295631407

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Matthew C. Halbower	Executive
Neal Nenadovic	Executive
N/A Pentwater Capital Management Lp	Promoter
N/A Pentwater Metric Merger Arbitrage Gp Llc	Promoter
David Zirin	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Walkers Corporate Limited 190 Elgin Avenue
George Town, Grand Cayman, E9, KY1-9008