Form D · Hedge Fund

PENTWATER EVENT FUND LLC

Naples, FL · CIK 0001413958

Offering snapshot reported Dec 29, 2025 · SEC filing

Reported sold
$1.13B
Indefinite offering
Investors reported
188
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$564M$1.13BApr 2, 2009: $188,320,000.00Apr 2, 2009Mar 17, 2010: $194,295,000.00Mar 16, 2011: $201,287,667.00Mar 8, 2012: $210,727,667.00Mar 4, 2013: $279,397,667.00Apr 3, 2014: $455,277,086.00Mar 27, 2015: $688,448,020.00Mar 28, 2016: $808,957,778.00Mar 28, 2017: $866,707,778.00Mar 28, 2018: $889,139,962.00Dec 27, 2018: $928,104,962.00Dec 31, 2018: $928,104,962.00Dec 24, 2019: $960,829,462.00Dec 23, 2020: $965,304,462.00Dec 27, 2021: $980,754,462.00Dec 27, 2022: $982,809,286.00Dec 27, 2023: $1,055,754,286.00Dec 27, 2024: $1,107,046,985.00Dec 29, 2025: $1,128,326,985.00Dec 29, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,107,046,985 → $1,128,326,985
  • Reported investors186 → 188

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 29, 2025Amendment$1,128,326,985$21,280,000vs Dec 27, 2024188SEC filing
Dec 27, 2024Amendment$1,107,046,985$51,292,699vs Dec 27, 2023186SEC filing
Dec 27, 2023Amendment$1,055,754,286$72,945,000vs Dec 27, 2022181SEC filing
Dec 27, 2022Amendment$982,809,286$2,054,824vs Dec 27, 2021180SEC filing
Dec 27, 2021Amendment$980,754,462$15,450,000vs Dec 23, 2020178SEC filing
Dec 23, 2020Amendment$965,304,462$4,475,000vs Dec 24, 2019175SEC filing
Dec 24, 2019Amendment$960,829,462$32,724,500vs Dec 31, 2018172SEC filing
Dec 31, 2018Amendment$928,104,962$0vs Dec 27, 2018164SEC filing
Dec 27, 2018Amendment$928,104,962$38,965,000vs Mar 28, 2018164SEC filing
Mar 28, 2018Amendment$889,139,962$22,432,184vs Mar 28, 2017157SEC filing
Mar 28, 2017Amendment$866,707,778$57,750,000vs Mar 28, 2016153SEC filing
Mar 28, 2016Amendment$808,957,778$120,509,758vs Mar 27, 2015145SEC filing
Mar 27, 2015Amendment$688,448,020$233,170,934vs Apr 3, 2014128SEC filing
Apr 3, 2014Amendment$455,277,086$175,879,419vs Mar 4, 201396SEC filing
Mar 4, 2013Amendment$279,397,667$68,670,000vs Mar 8, 201268SEC filing
Mar 8, 2012Amendment$210,727,667$9,440,000vs Mar 16, 201151SEC filing
Mar 16, 2011Amendment$201,287,667$6,992,667vs Mar 17, 201047SEC filing
Mar 17, 2010Amendment$194,295,000$5,975,000vs Apr 2, 200942SEC filing
Apr 2, 2009Amendment$188,320,000No comparisonNot reportedSEC filing
Sep 27, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-109284

Source: Form D, filed Dec 29, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENTWATER EVENT FUND LLC

Investment adviser: PENTWATER CAPITAL MANAGEMENT LP

Gross asset value
$781M
Beneficial owners
31
ADV minimum commitment
$1M

Reported in Form ADV on Aug 17, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator NORTHERN TRUST GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States
Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands
Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS BANK PLC NEW YORK, New York, United States Related to adviser: No
Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS LIMITED NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE CAPITAL LLC NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE INTERNATIONAL NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) L.L.C. NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK AG NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL NEW YORK, New York, United States Related to adviser: No
Custodian GOLMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MACQUARIE BANK LTD. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL NE WYORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY CAPITAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO INTERNATIONAL PLC NEW YORK, New York, United States Related to adviser: No
Custodian SOCIETE GENERALE NEW YORK, New York, United States Related to adviser: No
Custodian UBS AG NEW YORK, New York, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED NEW YORK, New York, United States
Prime broker CREDIT SUISSE SECURITIES (USA) L.L.C. NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS INTERNATIONAL NEW YORK, New York, United States
Prime broker UBS AG NEW YORK, New York, United States
Prime broker UBS SECURITIES L.L.C. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 664902 · Aug 17, 2012 · Schedule D 7.B.(1), fund 805-1323045973

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew C. Halbower Executive
Joyce Kalleekal Executive
Neal Nenadovic Executive
David Zirin Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Pentwater Capital Management Lp 1001 10 Th Avenue South, Suite 216
Naples, FL, 34102