Form D · Hedge Fund

PENTWATER EQUITY OPPORTUNITIES FUND LTD.

George Town, Grand Cayman, E9 · CIK 0001469171

Offering snapshot reported Dec 29, 2025 · SEC filing

Reported sold
$1.56B
Indefinite offering
Investors reported
144
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$779M$1.56BAug 18, 2009Aug 6, 2010: $308,370,000.00Mar 16, 2011: $620,154,905.00Mar 8, 2012: $800,579,437.00Mar 4, 2013: $878,479,437.00Apr 4, 2014: $1,102,576,437.00Apr 8, 2014: $1,102,576,437.00Mar 27, 2015: $1,229,070,363.00Mar 28, 2016: $1,333,177,025.00Mar 28, 2017: $1,333,335,025.00Mar 28, 2018: $1,391,590,101.00Dec 27, 2018: $1,391,749,663.00Dec 24, 2019: $1,466,146,364.00Dec 23, 2020: $1,537,758,634.00Dec 27, 2021: $1,537,894,490.00Dec 27, 2022: $1,537,949,349.00Dec 27, 2023: $1,538,064,515.00Dec 27, 2024: $1,538,709,708.00Dec 29, 2025: $1,557,924,753.00Dec 29, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,538,709,708 → $1,557,924,753
  • Reported investors142 → 144

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 29, 2025Amendment$1,557,924,753$19,215,045vs Dec 27, 2024144SEC filing
Dec 27, 2024Amendment$1,538,709,708$645,193vs Dec 27, 2023142SEC filing
Dec 27, 2023Amendment$1,538,064,515$115,166vs Dec 27, 2022142SEC filing
Dec 27, 2022Amendment$1,537,949,349$54,859vs Dec 27, 2021142SEC filing
Dec 27, 2021Amendment$1,537,894,490$135,856vs Dec 23, 2020142SEC filing
Dec 23, 2020Amendment$1,537,758,634$71,612,270vs Dec 24, 2019142SEC filing
Dec 24, 2019Amendment$1,466,146,364$74,396,701vs Dec 27, 2018141SEC filing
Dec 27, 2018Amendment$1,391,749,663$159,562vs Mar 28, 2018129SEC filing
Mar 28, 2018Amendment$1,391,590,101$58,255,076vs Mar 28, 2017129SEC filing
Mar 28, 2017Amendment$1,333,335,025$158,000vs Mar 28, 2016125SEC filing
Mar 28, 2016Amendment$1,333,177,025$104,106,662vs Mar 27, 2015125SEC filing
Mar 27, 2015Amendment$1,229,070,363$126,493,926vs Apr 8, 2014111SEC filing
Apr 8, 2014Amendment$1,102,576,437$0vs Apr 4, 201497SEC filing
Apr 4, 2014Amendment$1,102,576,437$224,097,000vs Mar 4, 201397SEC filing
Mar 4, 2013Amendment$878,479,437$77,900,000vs Mar 8, 201284SEC filing
Mar 8, 2012Amendment$800,579,437$180,424,532vs Mar 16, 201178SEC filing
Mar 16, 2011Amendment$620,154,905$311,784,905vs Aug 6, 201070SEC filing
Aug 6, 2010Amendment$308,370,000No comparison38SEC filing
Aug 18, 2009InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-133754

Source: Form D, filed Dec 29, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENTWATER EQUITY OPPORTUNITIES FUND LTD.

Investment adviser: PENTWATER CAPITAL MANAGEMENT LP

Gross asset value
$2.03B
Beneficial owners
19
ADV minimum commitment
$5M

Reported in Form ADV on Aug 17, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator NORTHERN TRUST GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States
Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands
Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS BANK PLC NEW YORK, New York, United States Related to adviser: No
Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No
Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS LIMITED NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE CAPITAL L.L.C. NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE INTERNATIONAL NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) L.L.C. NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK AG NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Custodian MACQUARIE BANK LTD. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY CAPITAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC NEW YORK, New York, United States Related to adviser: No
Custodian SOCIETE GENERALE NEW YORK, New York, United States Related to adviser: No
Custodian UBS AG NEW YORK, New York, United States Related to adviser: No
Custodian UBS SECURITIES L.L.C. NEW YORK, New York, United States Related to adviser: Yes
Prime broker CITIBANK, NA NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKET LIMITED NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED NEW YORK, New York, United States
Prime broker CREDIT SUISSE SECURITIES (USA) L.L.C. NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS INTERNATIONAL NEW YORK, New York, United States
Prime broker UBS AG NEW YORK, New York, United States
Prime broker UBS SECURITIES L.L.C. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Filing source

Form ADV 664902 · Aug 17, 2012 · Schedule D 7.B.(1), fund 805-1817432819

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Christopher Bowring Director
Matthew C. Halbower Executive
Joyce Kalleekal Executive
Neal Nenadovic Executive
Geoff Ruddick Director
David Zirin Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Walkers Corporate Limited 190 Elgin Avenue
George Town, Grand Cayman, E9, KY1-9008