Form D · Hedge Fund

Pentwater Credit Opportunities Fund LLC

Evanston, IL · CIK 0001580588

Offering snapshot reported Mar 28, 2016 · SEC filing

Reported sold
$40.8M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20.4M$40.8MJul 3, 2013: $13,050,000.00Jul 3, 2013Mar 27, 2015: $40,800,000.00Mar 27, 2015Mar 28, 2016: $40,800,000.00Mar 28, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 28, 2016Amendment$40,800,000$0vs Mar 27, 201513SEC filing
Mar 27, 2015Amendment$40,800,000$27,750,000vs Jul 3, 201313SEC filing
Jul 3, 2013Initial$13,050,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-198998

Source: Form D, filed Mar 28, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENTWATER CREDIT OPPORTUNITIES FUND LLC

Investment adviser: PENTWATER CAPITAL MANAGEMENT LP

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Jan 22, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1164933 · Jan 22, 2018 · Schedule D 7.B.(1), fund 805-8035396066

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew Halbower Executive
Neal Nenadovic Executive
Na Pentwater Capital Management Lp Promoter
David Zirin Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
614 Davis St.
Evanston, IL, 60201