Form D · Private Equity Fund

Penta Mezzanine SBIC Fund I, L.P.

Orlando, FL · CIK 0001566766

Offering snapshot reported Jan 14, 2013 · SEC filing

Reported sold
$42.9M
Offering amount: $135M
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 31, 2012
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 14, 2013Initial$42,930,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-190158

Source: Form D, filed Jan 14, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENTA MEZZANINE SBIC FUND I, LP

Investment adviser: PENTA CAPITAL, LLC

Gross asset value
$22M
Beneficial owners
97
ADV minimum commitment
$100K

Reported in Form ADV on Mar 29, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator VENTURE BACK OFFICE, INC. CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG, LLP CHARLOTTE, North Carolina, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG, LLP
PCAOB 42

Filing source

Form ADV 1741876 · Mar 29, 2023 · Schedule D 7.B.(1), fund 805-5846946491

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeff Black Executive
Penta Capital Llc Executive
Seth Ellis Executive
Grant Hill Executive
Rebecca Irish Executive
Penta Mezzanine Sbic Fund I Gp, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
20 North Orange Avenue Suite 1550
Orlando, FL, 32801