Form D · Private Equity Fund

Penta Mezzanine Fund I, L.P.

Orlando, FL · CIK 0001549507

Offering snapshot reported Oct 19, 2012 · SEC filing

Reported sold
$27.4M
Offering amount: $150M
Investors reported
51
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 8, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.7M$27.4MMay 17, 2012: $14,900,000.00May 17, 2012Oct 19, 2012: $27,400,000.00Oct 19, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$14,900,000 → $27,400,000
  • Reported investors22 → 51

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 19, 2012Amendment$27,400,000$12,500,000vs May 17, 201251SEC filing
May 17, 2012Initial$14,900,000No comparison22SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-178449

Source: Form D, filed Oct 19, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENTA MEZZANINE FUND I, L.P.

Investment adviser: PENTA CAPITAL, LLC

Gross asset value
$66.4M
Beneficial owners
78
ADV minimum commitment
$100K

Reported in Form ADV on Mar 26, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP ATLANTA, Georgia, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 795780 · Mar 26, 2014 · Schedule D 7.B.(1), fund 805-2325702391

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeff Black Executive
Penta Capital Llc Executive
Seth Ellis Executive
Grant Hill Executive
Rebecca Irish Executive
Penta Mezzanine Fund I Gp, Llc Executive
John Morgan Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
20 North Orange Avenue Suite 1550
Orlando, FL, 32801