Form D · Investing

Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master

New York, NY · CIK 0001927552

Offering snapshot reported May 10, 2023 · SEC filing

Reported sold
$44M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 2, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$22M$44MMay 12, 2022: $250,000.00May 12, 2022May 10, 2023: $44,025,000.00May 10, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$250,000 → $44,025,000
  • Reported investors1 → 3

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 10, 2023Amendment$44,025,000$43,775,000vs May 12, 20223SEC filing
May 12, 2022Initial$250,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-445477

Source: Form D, filed May 10, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENSO FUND PLATFORM SPC - SEGREGATED PORTFOLIO NCA 16 MASTER

Investment adviser: PENSO ADVISORS, LLC

Gross asset value
$13M
Beneficial owners
4
ADV minimum commitment
$100K

Reported in Form ADV on Mar 28, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 1323

MORGAN STANLEY & CO. LLC
SEC 8-15869

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1849395 · Mar 28, 2024 · Schedule D 7.B.(1), fund 805-5042222709

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Roisin Addlestone Director
Ari Bergmann Director
Jennifer Collins Director
Joseph Hardiman Director

Issuer details

Industry: Investing (See others in industry)

Address:
C/O Penso Advisors 780 Third Avenue, 12 Th Floor
New York, NY, 10017