Form D · Investing

Penso Fund Platform SPC- Segregated Portfolio NCA #15

New York, NY · CIK 0001910958

Offering snapshot reported Feb 3, 2025 · SEC filing

Reported sold
$52.1M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 3, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$26M$52.1MFeb 15, 2022: $25,591,000.00Feb 15, 2022Feb 10, 2023: $35,891,000.00Feb 10, 2023Feb 12, 2024: $50,821,000.00Feb 12, 2024Feb 3, 2025: $52,051,000.00Feb 3, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$50,821,000 → $52,051,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 3, 2025Amendment$52,051,000$1,230,000vs Feb 12, 20246SEC filing
Feb 12, 2024Amendment$50,821,000$14,930,000vs Feb 10, 20236SEC filing
Feb 10, 2023Amendment$35,891,000$10,300,000vs Feb 15, 20224SEC filing
Feb 15, 2022Initial$25,591,000No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-433718

Source: Form D, filed Feb 3, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENSO FUND PLATFORM SPC- SEGREGATED PORTFOLIO NCA #15

Investment adviser: PENSO ADVISORS, LLC

Gross asset value
$16.7M
Beneficial owners
6
ADV minimum commitment
$100K

Reported in Form ADV on Jan 7, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 1323

MORGAN STANLEY & CO. LLC
SEC 8-15869

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 2037134 · Jan 7, 2026 · Schedule D 7.B.(1), fund 805-6044194482

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Roisin Addlestone Director
Ari Bergmann Director
Jennifer Collins Director
Joseph Hardiman Director
Tammy Jennissen Director

Issuer details

Industry: Investing (See others in industry)

Address:
C/O Penso Advisors 780 Third Avenue, 12 Th Floor
New York, NY, 10017