Form D · Investing

Penso Fund Platform SPC- Segregated Portfolio NCA #14

New York, NY · CIK 0001858328

Offering snapshot reported Apr 15, 2026 · SEC filing

Reported sold
$133M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 12, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$66.3M$133MApr 22, 2021: $30,000,000.00Apr 22, 2021Apr 13, 2022: $76,280,000.00Apr 13, 2022Apr 14, 2023: $104,950,000.00Apr 14, 2023Apr 15, 2024: $132,550,000.00Apr 15, 2024Apr 15, 2025: $132,550,000.00Apr 15, 2025Apr 15, 2026: $132,550,000.00Apr 15, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 15, 2026Amendment$132,550,000$0vs Apr 15, 20256SEC filing
Apr 15, 2025Amendment$132,550,000$0vs Apr 15, 20246SEC filing
Apr 15, 2024Amendment$132,550,000$27,600,000vs Apr 14, 20236SEC filing
Apr 14, 2023Amendment$104,950,000$28,670,000vs Apr 13, 20226SEC filing
Apr 13, 2022Amendment$76,280,000$46,280,000vs Apr 22, 20216SEC filing
Apr 22, 2021Initial$30,000,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-396758

Source: Form D, filed Apr 15, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENSO FUND PLATFORM SPC- SEGREGATED PORTFOLIO NCA #14

Investment adviser: PENSO ADVISORS, LLC

Gross asset value
$42.1M
Beneficial owners
3
ADV minimum commitment
$100K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 1323

MORGAN STANLEY & CO. LLC
SEC 8-15869

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 2070368 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-6928403024

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Roisin Addlestone Director
Ari Bergmann Director
Jennifer Collins Director
Joseph Hardiman Director
Tammy Jennissen Director

Issuer details

Industry: Investing (See others in industry)

Address:
C/O Penso Advisors, 780 Third Avenue
New York, NY, NY