Form D · Investing

Penso Fund Platform SPC- Segregated Portfolio NCA #12 (2017)

New York, NY · CIK 0001845084

Offering snapshot reported Jan 12, 2024 · SEC filing

Reported sold
$125M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$50M
Reported outside-investor minimum
First sale
Feb 1, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$62.5M$125MFeb 11, 2021: $50,000,000.00Feb 11, 2021Jan 27, 2022: $75,000,000.00Jan 27, 2022Jan 17, 2023: $125,000,000.00Jan 17, 2023Jan 12, 2024: $125,000,000.00Jan 12, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 12, 2024Amendment$125,000,000$0vs Jan 17, 20234SEC filing
Jan 17, 2023Amendment$125,000,000$50,000,000vs Jan 27, 20224SEC filing
Jan 27, 2022Amendment$75,000,000$25,000,000vs Feb 11, 20214SEC filing
Feb 11, 2021Initial$50,000,000No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-389193
Committed Amount

Source: Form D, filed Jan 12, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENSO FUND PLATFORM SPC- SEGREGATED PORTFOLIO NCA #12 (2017)

Investment adviser: PENSO ADVISORS, LLC

Gross asset value
$125M
Beneficial owners
4
ADV minimum commitment
$100K

Reported in Form ADV on Mar 28, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 1323

MORGAN STANLEY & CO. LLC
SEC 8-15869

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1849395 · Mar 28, 2024 · Schedule D 7.B.(1), fund 805-4690126899

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Roisin Addlestone Director
Ari Bergmann Director
Jennifer Collins Director
Joseph Hardiman Director
Tammy Jennissen Director

Issuer details

Industry: Investing (See others in industry)

Address:
C/O Penso Advisors, 780 Third Avenue 12 Th Floor
New York, NY, 10017