Form D · Investing

Penso Fund Platform SPC- Segregated Portfolio NCA #11 (2017)

New York, NY · CIK 0001799512

Offering snapshot reported Jan 11, 2022 · SEC filing

Reported sold: $37.6M
Investors reported: 1
Minimum accepted: $25M
First sale: Jan 3, 2020

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$25,000,000 → $37,550,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 11, 2022	Amendment	$37,550,000	$12,550,000vs Jan 11, 2021	1	SEC filing
Jan 11, 2021	Amendment	$25,000,000	$0vs Jan 13, 2020	1	SEC filing
Jan 13, 2020	Initial	$25,000,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-357868

Source: Form D, filed Jan 11, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENSO FUND PLATFORM SPC- SEGREGATED PORTFOLIO NCA #11 (2017)

Investment adviser: PENSO ADVISORS, LLC

Gross asset value: $18M
Beneficial owners: 1
ADV minimum commitment: $40M

Reported in Form ADV on Jun 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

MORGAN STANLEY & CO. LLC
SEC 8-15869

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1772401 · Jun 30, 2023 · Schedule D 7.B.(1), fund 805-9102378366

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Roisin Addlestone	Director
Ari Bergmann	Director
Jennifer Collins	Director

Issuer details

Industry: Investing (See others in industry)

Address:

C/O Penso Advisors Llc, 780 Third Avenue 12 Th Floor
New York, NY, 10017