Form D · Investing

Penso Fund Platform SPC- Segregated Portfolio NCA #10 (2017)

New York, NY · CIK 0001794318

Offering snapshot reported Dec 4, 2024 · SEC filing

Reported sold
$76M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$40M
Reported outside-investor minimum
First sale
Nov 1, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$38M$76MNov 18, 2019: $40,000,000.00Nov 18, 2019Nov 12, 2020: $49,000,000.00Nov 12, 2020Dec 13, 2021: $76,000,000.00Dec 13, 2021Dec 9, 2022: $76,000,000.00Dec 9, 2022Dec 8, 2023: $76,000,000.00Dec 8, 2023Dec 4, 2024: $76,000,000.00Dec 4, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 4, 2024Amendment$76,000,000$0vs Dec 8, 20231SEC filing
Dec 8, 2023Amendment$76,000,000$0vs Dec 9, 20221SEC filing
Dec 9, 2022Amendment$76,000,000$0vs Dec 13, 20211SEC filing
Dec 13, 2021Amendment$76,000,000$27,000,000vs Nov 12, 20201SEC filing
Nov 12, 2020Amendment$49,000,000$9,000,000vs Nov 18, 20191SEC filing
Nov 18, 2019Initial$40,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-353645
Amount reflected above is approximate.

Source: Form D, filed Dec 4, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENSO FUND PLATFORM SPC- SEGREGATED PORTFOLIO NCA #10 (2017)

Investment adviser: PENSO ADVISORS, LLC

Gross asset value
$36.3M
Beneficial owners
1
ADV minimum commitment
$40M

Reported in Form ADV on Jan 7, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 1323

MORGAN STANLEY & CO. LLC
SEC 8-15869

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 2037134 · Jan 7, 2026 · Schedule D 7.B.(1), fund 805-1220088452

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Roisin Addlestone Director
Ari Bergmann Director
Jennifer Collins Director
Joseph Hardiman Director
Tammy Jennissen Director

Issuer details

Industry: Investing (See others in industry)

Address:
C/O Penso Advisors, 780 Third Avenue 12 Th Floor
New York, NY, 10017