Form D · Investing

Penso Fund Platform SPC -- Segregated Portfolio Co I (2015)

Grand Cayman, E9 · CIK 0001660193

Offering snapshot reported Feb 26, 2019 · SEC filing

Reported sold
$100M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$50M
Reported outside-investor minimum
First sale
Nov 23, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$50M$100MDec 7, 2015: $10,000,000.00Dec 7, 2015Feb 18, 2016: $100,000,000.00Feb 27, 2017: $100,000,000.00Feb 27, 2017Feb 27, 2018: $100,000,000.00Feb 27, 2018Feb 26, 2019: $100,000,000.00Feb 26, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 26, 2019Amendment$100,000,000$0vs Feb 27, 20181SEC filing
Feb 27, 2018Amendment$100,000,000$0vs Feb 27, 20171SEC filing
Feb 27, 2017Amendment$100,000,000$0vs Feb 18, 20161SEC filing
Feb 18, 2016Amendment$100,000,000$90,000,000vs Dec 7, 20151SEC filing
Dec 7, 2015Initial$10,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-252569

Source: Form D, filed Feb 26, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENSO FUND PLATFORM SPC-SEGREGATED PORTFOLIO I (2015)

Investment adviser: PENSO ADVISORS, LLC

Gross asset value
$97.4M
Beneficial owners
1
ADV minimum commitment
$100M

Reported in Form ADV on Mar 28, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 1323

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN SACHS & CO. LLC
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1276179 · Mar 28, 2019 · Schedule D 7.B.(1), fund 805-1874911164

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Roisin Addlestone Director
Ari Bergmann Director
Jennifer Collins Director

Issuer details

Industry: Investing (See others in industry)

Address:
Ugland House, #309
Grand Cayman, E9, KY1-1104