Form D · Private Equity Fund

Pennybacker IV, LP

Austin, TX · CIK 0001687755

Offering snapshot reported Oct 24, 2017 · SEC filing

Reported sold: $391M
Investors reported: 88
Minimum accepted: $100K
First sale: Oct 13, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$202,735,000 → $390,635,000
Reported investors44 → 88

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 24, 2017	Amendment	$390,635,000	$187,900,000vs Oct 19, 2016	88	SEC filing
Oct 19, 2016	Initial	$202,735,000	No comparison	44	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $2.95M
Finders' fees: $0
Form D file number: 021-272833

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
HFF Securities L.P.	131585
Park Madison Partners LLC	140016

Source: Form D, filed Oct 24, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENNYBACKER IV, LP

Investment adviser: PENNYBACKER CAPITAL MANAGEMENT, LLC

Gross asset value: $145M
Beneficial owners: 98
ADV minimum commitment: $100K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALTER DOMUS CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No

Marketer PARK MADISON PARTNERS LLC PORT WASHINGTON, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

PARK MADISON PARTNERS LLC
CRD 140016 · SEC 8-67270

Filing source

Form ADV 2080880 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-5533692600

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Pennybacker Iv Gp, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3800 North Lamar Blvd, Suite 350
Austin, TX, 78756