Form D · Other Investment Fund

Pennybacker III, LP

Austin, TX · CIK 0001595657

Offering snapshot reported Jan 7, 2016 · SEC filing

Reported sold: $322M
Investors reported: 82
Minimum accepted: $100K
First sale: Dec 27, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 7, 2016	Amendment	$321,967,800	$0vs Jan 7, 2015	82	SEC filing
Jan 7, 2015	Amendment	$321,967,800	$219,867,800vs Jan 9, 2014	82	SEC filing
Jan 9, 2014	Initial	$102,100,000	No comparison	34	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $3.5M (estimated)
Finders' fees: $0
Form D file number: 021-209609

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
HFF Securities L.P	131585

Source: Form D, filed Jan 7, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENNYBACKER III, LP

Investment adviser: PENNYBACKER CAPITAL MANAGEMENT, LLC

Gross asset value: $57.7M
Beneficial owners: 88
ADV minimum commitment: $100K

Reported in Form ADV on Jul 12, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C PRIVATE EQUITY SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No

Marketer HFF SECURITIES L.P. LOS ANGELES, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

HFF SECURITIES L.P.
CRD 131585 · SEC 8-66485

Filing source

Form ADV 1886700 · Jul 12, 2024 · Schedule D 7.B.(1), fund 805-1305190244

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Pennybacker Iii Gp, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3500 Jefferson Street, Suite 206
Austin, TX, 78731