Form D · Private Equity Fund

Pennybacker II, LP

Austin, TX · CIK 0001506075

Offering snapshot reported Oct 12, 2011 · SEC filing

Reported sold
$54.5M
Offering amount: $150M
Investors reported
38
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$27.3M$54.5MJun 13, 2011: $49,995,000.00Jun 13, 2011Oct 12, 2011: $54,545,000.00Oct 12, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$49,995,000 → $54,545,000
  • Reported investors29 → 38

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 12, 2011Amendment$54,545,000$4,550,000vs Jun 13, 201138SEC filing
Jun 13, 2011Initial$49,995,000No comparison29SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$430K
Finders' fees
$0
Form D file number
021-161157

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
HFF Securities L.P.131585

Source: Form D, filed Oct 12, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENNYBACKER II, LP

Investment adviser: PENNYBACKER CAPITAL MANAGEMENT, LLC

Gross asset value
$12.6K
Beneficial owners
78
ADV minimum commitment
$60K

Reported in Form ADV on Jan 14, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C PRIVATE EQUITY SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP DALLAS, Texas, United States
Custodian FIRST NATIONAL BANK ALBANY/BRECKENRIDGE ALBANY, Texas, United States Related to adviser: No
Custodian TEXAS CAPITAL BANK AUSTIN, Texas, United States Related to adviser: No
Marketer HFF SECURITIES L.P. LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

HFF SECURITIES L.P.
CRD 131585 · SEC 8-66485

Filing source

Form ADV 1366883 · Jan 14, 2020 · Schedule D 7.B.(1), fund 805-3909316968

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Pennybacker Ii Gp, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Pennybacker Capital Management, Llc 3500 Jefferson Street, Suite 206
Austin, TX, 78731