Form D · Hedge Fund

Pennington Capital, LLC

Minneapolis, MN · CIK 0001520565

Offering snapshot reported May 13, 2016 · SEC filing

Reported sold
$25.2M
Indefinite offering
Investors reported
87
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$15.8M$31.6MMay 16, 2011: $600,000.00May 16, 2011May 16, 2012: $6,468,217.00May 16, 2012May 13, 2013: $9,075,547.00May 13, 2013May 13, 2014: $15,295,497.00May 13, 2014May 13, 2015: $31,629,830.00May 13, 2015May 13, 2016: $25,162,692.00May 13, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$31,629,830 → $25,162,692
  • Reported investors86 → 87

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 13, 2016Amendment$25,162,692-$6,467,138vs May 13, 201587SEC filing
May 13, 2015Amendment$31,629,830$16,334,333vs May 13, 201486SEC filing
May 13, 2014Amendment$15,295,497$6,219,950vs May 13, 201358SEC filing
May 13, 2013Amendment$9,075,547$2,607,330vs May 16, 201248SEC filing
May 16, 2012Amendment$6,468,217$5,868,217vs May 16, 201125SEC filing
May 16, 2011Initial$600,000No comparison5SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$19.4K (estimated)
Finders' fees
$0
Form D file number
021-159901

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Northland Securities, Inc.40258

Source: Form D, filed May 13, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert J. Evans Executive
N/A Pennington Capital Management Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
222 South 9 Th Street Suite 2300
Minneapolis, MN, 55402