Form D · Oil and Gas
Penneco Drilling Associates 2012-1
Delmont, PA · CIK 0001552856
Offering snapshot reported Jun 29, 2012 · SEC filing
- Reported sold
- Yet to sell Offering amount: $50M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $12.5K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 29, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $3M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-180545
Assuming maximum offering amount is sold; not paid from offering proceeds.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Advisory Group Equity Services, Ltd. | 15427 | Advisory Group Equity Services, Ltd. · CRD 15427 |
| Allegheny Investments, Ltd. | 7597 | Allegheny Investments, Ltd. · CRD 7597 |
| Allied Beacon Partners, Inc. | 46227 | Allied Beacon Partners, Inc. · CRD 46227 |
| Ameritas Investment Corp. | 14869 | Ameritas Investment Corp. · CRD 14869 |
| Ashton Garnett Securities, LLC | 118286 | Ashton Garnett Securities, LLC · CRD 118286 |
| Beaconsfield Financial Services, Inc. | 14634 | Beaconsfield Financial Services, Inc. · CRD 14634 |
| Calton & Associates, Inc. | 20999 | Calton & Associates, Inc. · CRD 20999 |
| Cambria Capital, LLC | 133760 | Cambria Capital, LLC · CRD 133760 |
| Cascade Financial Management, Inc. | 119030 | Cascade Financial Management, Inc. · CRD 119030 |
| Centaurus Financial, Inc. | 30833 | Centaurus Financial, Inc. · CRD 30833 |
| Commonwealth Financial Network | 8032 | Commonwealth Financial Network · CRD 8032 |
| Girard Securities, Inc. | 18697 | Girard Securities, Inc. · CRD 18697 |
| Harbor Light Securities, LLC | 130227 | Harbor Light Securities, LLC · CRD 130227 |
| Hefren-Tillotson, Inc. | 53 | Hefren-Tillotson, Inc. · CRD 53 |
| Heritage Financial Systems, Inc. | 133019 | Heritage Financial Systems, Inc. · CRD 133019 |
| Highland Financial, Ltd. | 25896 | Highland Financial, Ltd. · CRD 25896 |
| Hilton Securities Corporation | 147487 | Hilton Securities Corporation · CRD 14787 |
| IMS Securities, Inc. | 35567 | IMS Securities, Inc. · CRD 35567 |
| Independent Financial Group, Inc. | 7717 | Independent Financial Group, Inc. · CRD 7717 |
| First Allied Securities, Inc. | 3244 | First Allied Securities, Inc. · CRD 3244 |
| Northland Securities, Inc. | 40258 | Northland Securities, Inc. · CRD 40258 |
| NFP Securities, Inc. | 42046 | NFP Securities, Inc. · CRD 42046 |
| Oak Tree Securities, Inc. | 18126 | Oak Tree Securities, Inc. · CRD 18126 |
| Regal Securities, Inc. | 7297 | Regal Securities, Inc. · CRD 7297 |
| Securities America, Inc. | 10205 | Securities America, Inc. · CRD 10205 |
| Stephen A. Kohn & Associates, Ltd. | 41067 | Stephen A. Kohn & Associates, Ltd. · CRD 41067 |
| Sunset Financial Services, Inc. | 3538 | Sunset Financial Services, Inc. · CRD 3538 |
| Thomas M. Nixon & Associates, Inc. | 17047 | Thomas M. Nixon & Associates, Inc. · CRD 17047 |
| Triad Advisors | 25803 | Triad Advisors · CRD 25803 |
| Trustmont Financial Group, Inc. | 18312 | Trustmont Financial Group, Inc. · CRD 18312 |
| United Planners Financial Services | 20804 | United Planners Financial Services · CRD 20804 |
| Verity Investments, Inc. | 41527 | Verity Investments, Inc. · CRD 41527 |
| VSR Financial Services, Inc. | 14503 | VSR Financial Services, Inc. · CRD 14503 |
| WRP Investments, Inc. | 7365 | WRP Investments, Inc. · CRD 7365 |
| Money Concepts Capital Corp. | 12963 | Noble Wealth Management · CRD 12963 |
Source: Form D, filed Jun 29, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christopher M. Fiano | Executive |
| Terrence S. Jacobs | Director, Executive |
| Darryl M. Jacobs | Director, Executive |
| D. Marc Jacobs | Executive |
| Mathew S. Jacobs | Executive |
| Seaborn Jacobs | Director |
| Lawrence B. Nydes | Executive |
| N/A Penneco Oil Company, Inc. | Promoter |
| R. Alvin Pitzer | Executive |
| Kevin J. Stromple | Executive |
| Ben L. Wallace | Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
6608 Route 22
Delmont, PA, 15626
Delmont, PA, 15626