Form D · Oil and Gas
Penneco Drilling Associates 2010-1
Delmont, PA · CIK 0001496244
Offering snapshot reported Jul 23, 2010 · SEC filing
- Reported sold
- $407K Offering amount: $40M
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $12.5K Reported outside-investor minimum
- First sale
- Jul 15, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 23, 2010 | Initial | $407,000 | No comparison | 14 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.4M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-145386
Assuming maximum offering amount is sold; will not be paid from offering proceeds
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| 1st Discount Brokerage | 39164 | 1st Discount Brokerage · CRD 39164 |
| Allegheny Investments, Ltd. | 7597 | Allegheny Investments, Ltd. · CRD 7597 |
| Ameritas Investment Corp. | 14869 | Ameritas Investment Corp. · CRD 14869 |
| Berthel Fisher & Company Financial Services, Inc. | 13609 | Berthel Fisher & Company Financial Services, Inc. · CRD 13609 |
| Calton & Associates, Inc. | 20999 | Calton & Associates, INn. · CRD 20999 |
| Commonwealth Financial Network | 8032 | Commonwealth Financial Network · CRD 8032 |
| Girard Securities, Inc. | 18697 | Girard Securities, Inc. · CRD 18697 |
| Hefren-Tillotson, Inc. | 53 | Hefren-Tillotson, Inc. · CRD 53 |
| Highland Financial, Ltd. | 25896 | Highland Financial, Ltd. · CRD 25896 |
| Independent Financial Group | 7717 | Independent Financial Group · CRD 7717 |
| Investors Capital Corporation | 30613 | Investors Capital Corporation · CRD 30613 |
| J.W. Cole Financial, Inc. | 124583 | J.W. Cole Financial, Inc. · CRD 124583 |
| Stephen A. Kohn & Associates, Ltd. | 41067 | Stephen A. Kohn & Associates, Ltd. · CRD 41067 |
| NFP Securities, Inc. | 42046 | NFP Securities, Inc. · CRD 42046 |
| QA3 Financial Corporation | 14754 | QA3 Financial Corporation · CRD 14754 |
| Securities America, Inc. | 10205 | Securities America, Inc. · CRD 10205 |
| Triad Advisors | 25803 | Triad Advisors · CRD 25803 |
| Trustmont Financial Group, Inc. | 18312 | Trustmont Financial Group, Inc. · CRD 18312 |
| VSR Financial Services, Inc. | 14503 | VSR Financial Services, Inc. · CRD 14503 |
| WRP Investments, Inc. | 7365 | WRP Investments, Inc. · CRD 7365 |
Source: Form D, filed Jul 23, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christopher M. Fiano | Executive |
| Seaborn Jacobs | Director |
| Terrence S. Jacobs | Director, Executive |
| D. Marc Jacobs | Executive |
| Mathew S. Jacobs | Executive |
| Darryl M. Jacobs | Director, Executive |
| Lawrence B. Nydes | Executive |
| N/A Penneco Oil Company, Inc. | Promoter |
| R. Alvin Pitzer | Executive |
| Kevin J. Stromple | Executive |
| Ben L. Wallace | Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
C/O Penneco Oil Company, Inc. 6608 Route 22
Delmont, PA, 15236
Delmont, PA, 15236