Form D · Oil and Gas
Penneco Drilling Associates 2009-1
Delmont, PA · CIK 0001464859
Offering snapshot reported Jul 10, 2009 · SEC filing
- Reported sold
- $568K Offering amount: $30M
- Investors reported
- 23 Form D · investor count
- Minimum accepted
- $12.5K Reported outside-investor minimum
- First sale
- Jul 2, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 10, 2009 | Initial | $567,500 | No comparison | 23 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-132606
The offering amount includes investments from the Managing General Partner and affiliates. $567,500 represents the total amount sold as of July 7, 2009.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Allegheny Investments, Ltd. | 7597 | Allegheny Investments, Ltd. · CRD 7597 |
| Calton & Associates, Inc. | 20999 | Calton & Associates, Inc. · CRD 20999 |
| Commonwealth Financial Network | 8032 | Commonwealth Financial Network · CRD 8032 |
| Hefren-Tillotson, Inc. | 53 | Hefren-Tillotson, Inc. · CRD 53 |
| Trustmont Financial Group, Inc. | 18312 | Trustmont Financial Group, Inc. · CRD 18312 |
| QA3 Financial Corporation | 14754 | QA3 Financial Corporation · CRD 14754 |
| Ameritas Investment Corporation | 14869 | Ameritas Investment Corporation · CRD 14869 |
| Thomas M. Nixon and Associates | 17047 | Thomas M. Nixon and Associates · CRD 17047 |
| Triad Advisors | 25803 | Triad Advisors · CRD 25803 |
| 1st Discount Brokerage, Inc. | 39164 | 1st Discount Brokerage, Inc. · CRD 39164 |
| VSR Financial Services, Inc. | 14503 | VSR Financial Services, Inc. · CRD 14503 |
| Workman Securities Corporation | 31898 | Workman Securities Corporation · CRD 31898 |
| Stephen A. Kohn and Associates, Ltd. | 41067 | Stephen A. Kohn and Associates, Ltd. · CRD 41067 |
| Indepenent Financial Group, LLC | 7717 | Independent Financial Group, LLC · CRD 7717 |
| NFP Securities, Inc. | 42046 | NFP Securities, Inc. · CRD 42046 |
| Investors Capital Corporation | 30613 | Investors Capital Corporation · CRD 30613 |
Source: Form D, filed Jul 10, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Not Applicable Penneco Oil Company, Inc. | Promoter |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
6608 Route 22
Delmont, PA, 15626-0300
Delmont, PA, 15626-0300