Form D · Hedge Fund

Pennant Credit Opportunities Fund, L.P.

Summit, NJ · CIK 0001458160

Offering snapshot reported Feb 6, 2015 · SEC filing

Reported sold
$104M
Indefinite offering
Investors reported
48
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Apr 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$52.2M$104MApr 24, 2009: $10,755,000.00Apr 24, 2009Mar 3, 2010: $49,217,240.00Mar 3, 2011: $79,171,871.00Mar 5, 2012: $79,171,871.00Mar 5, 2013: $90,855,314.00Mar 5, 2014: $90,855,314.00Feb 6, 2015: $104,355,314.00Feb 6, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$90,855,314 → $104,355,314
  • Reported investors47 → 48

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 6, 2015Amendment$104,355,314$13,500,000vs Mar 5, 201448SEC filing
Mar 5, 2014Amendment$90,855,314$11,683,443vs Mar 5, 201247SEC filing
Mar 5, 2013Amendment$90,855,314$11,683,443vs Mar 5, 201247SEC filing
Mar 5, 2012Amendment$79,171,871$0vs Mar 3, 201141SEC filing
Mar 3, 2011Amendment$79,171,871$29,954,631vs Mar 3, 201041SEC filing
Mar 3, 2010Amendment$49,217,240$38,462,240vs Apr 24, 200929SEC filing
Apr 24, 2009Initial$10,755,000No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-130466

Source: Form D, filed Feb 6, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENNANT CREDIT OPPORTUNITIES FUND, L.P.

Investment adviser: PENNANT CAPITAL MANAGEMENT, LLC

Gross asset value
$113M
Beneficial owners
33
ADV minimum commitment
$5M

Reported in Form ADV on Oct 22, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITI FUND SERVICES (BERMUDA), LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG NEW YORK, New York, United States
Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 952239 · Oct 22, 2015 · Schedule D 7.B.(1), fund 805-1627711481

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Alan P. Fournier Executive
Pennant General Partner, L.L.C. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Pennant General Partner, L.L.C. One Deforest Avenue, Suite 200
Summit, NJ, 07901