Form D · Other Investment Fund

Penn Square IV U.S. Real Estate Fund, LP

Steamboat Springs, CO · CIK 0001752121

Offering snapshot reported Jul 15, 2020 · SEC filing

Reported sold
$10.3M
Offering amount: $200M
Investors reported
95
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 29, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.14M$10.3MSep 7, 2018: $2,590,000.00Sep 7, 2018Jan 29, 2019: $5,759,500.00Aug 9, 2019: $7,341,500.00Oct 8, 2019: $8,126,500.00Nov 6, 2019: $8,551,500.00Dec 10, 2019: $8,863,500.00Jan 7, 2020: $8,863,500.00Feb 7, 2020: $8,938,500.00Mar 12, 2020: $9,463,500.00Apr 10, 2020: $9,623,500.00May 11, 2020: $9,673,500.00Jul 15, 2020: $10,273,500.00Jul 15, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$9,673,500 → $10,273,500
  • Reported investors91 → 95

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 15, 2020Amendment$10,273,500$600,000vs May 11, 202095SEC filing
May 11, 2020Amendment$9,673,500$50,000vs Apr 10, 202091SEC filing
Apr 10, 2020Amendment$9,623,500$160,000vs Mar 12, 202090SEC filing
Mar 12, 2020Amendment$9,463,500$525,000vs Feb 7, 202088SEC filing
Feb 7, 2020Amendment$8,938,500$75,000vs Jan 7, 202081SEC filing
Jan 7, 2020Amendment$8,863,500$0vs Dec 10, 201979SEC filing
Dec 10, 2019Amendment$8,863,500$312,000vs Nov 6, 201979SEC filing
Nov 6, 2019Amendment$8,551,500$425,000vs Oct 8, 201977SEC filing
Oct 8, 2019Amendment$8,126,500$785,000vs Aug 9, 201975SEC filing
Aug 9, 2019Amendment$7,341,500$1,582,000vs Jan 29, 201968SEC filing
Jan 29, 2019Amendment$5,759,500$3,169,500vs Sep 7, 201846SEC filing
Sep 7, 2018Initial$2,590,000No comparison15SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.5
Duration over one year
No
Business combination
No
Sales commissions
$6M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-320850
The offering will include Class A and Class T securities.
The Issuer will pay a selling commission of up to 6% on the gross proceeds of Class A Units sold and a selling commission of up to 3% on the gross proceeds of Class T Units.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Infinity Financial Services144302
LPL Financial LLC6413
1st Global Capital Corporation30349
Kalos Capital Inc.44337
Avantax Investment Services, Inc.13686

Source: Form D, filed Jul 15, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jonathan Albro Executive
N/A Clarion Partners, Llc Promoter
David Gilbert Executive
Timothy Hughes Executive
Michelle Levy Executive
N/A Penn Square Distributors, Llc Director, Promoter
N/A Penn Square Iv Gp, Llc Director, Executive, Promoter
Richard Schaupp Executive
Jack Wood Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/Openn Square Iv Gp, Llc 442 S. Lincoln Avenue, Suite 2 B
Steamboat Springs, CO, 80487