Form D · Private Equity Fund
Penn Asia Investors, LP
San Francisco, CA · CIK 0001556333
Offering snapshot reported Sep 13, 2017 · SEC filing
- Reported sold
- $50M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 8, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 13, 2017 | Initial | $50,000,000 | No comparison | 1 | SEC filing |
| Dec 20, 2013 | Initial | $50,000,000 | No comparison | 1 | SEC filing |
| Aug 16, 2012 | Initial | $33,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-294619
Source: Form D, filed Sep 13, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PENN ASIA INVESTORS, LP
Investment adviser: ASIA ALTERNATIVES MANAGEMENT LLC
- Gross asset value
- $78.2M
- Beneficial owners
- 2
- ADV minimum commitment
- $133M
Reported in Form ADV on Jul 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
J.P. MORGAN PRIVATE BANK
LEI 7H6GLXDRUGQFU57RNE97
Filing source
Form ADV 2122909 · Jul 29, 2026 · Schedule D 7.B.(1), fund 805-4188450951
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Asia Alternatives Management Llc | Promoter |
| N/A Asia Alternatives Penn Asia Gp, Llc | Promoter |
| William La Fayette | Executive |
| Melissa Ma | Director, Executive |
| Rebecca Xu | Director, Executive |
| Akihiko Yasuda | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Francisco, CA, 94111