Form D · Other Technology
PENGUIN COMPUTING INC
Fremont, CA · CIK 0001109270
Offering snapshot reported Apr 20, 2011 · SEC filing
- Reported sold
- $1M Offering amount: $1M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 9, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 20, 2011 | Initial | $1,000,000 | No comparison | 3 | SEC filing |
| Nov 5, 2009 | Initial | $1,455,140 | No comparison | 4 | SEC filing |
| Jun 24, 2009 | Initial | $3,062,757 | No comparison | 13 | SEC filing |
| Oct 9, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 18, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 30, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 14, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-158700
Does not include $5,503,399 value of canceled promissory notes that converted into shares of Series D Preferred Stock.
SERIES D PREFERRED STOCK, SERIES E PREFERRED STOCK AND UNDERLYING COMMON STOCK.
Source: Form D, filed Apr 20, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Edward Ekstrom | Director |
| Stephen Huang | Executive |
| George Oliva | Executive |
| Jeron Paul | Director |
| Enrico Pesatori | Director |
| Scott Potter | Director |
| Sam Spadafora | Director |
| Cameron Steele | Director, Executive |
| Charlie Wuipschard | Director, Executive |
| Charles Wuischpard | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
45800 Northport Loop West
Fremont, CA, 94538
Fremont, CA, 94538