Form D · Private Equity Fund

Penfund Capital Fund VI Limited Partnership

Toronto, A6 · CIK 0001734574

Offering snapshot reported Nov 14, 2018 · SEC filing

Reported sold
$130M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 12, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$65.1M$130MMar 22, 2018: $39,076,923.00Mar 22, 2018Nov 14, 2018: $130,226,923.00Nov 14, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$39,076,923 → $130,226,923
  • Reported investors2 → 15

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 14, 2018Amendment$130,226,923$91,150,000vs Mar 22, 201815SEC filing
Mar 22, 2018Initial$39,076,923No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$1.54M
Finders' fees
$0
Form D file number
Not reported
All figures converted from Canadian dollars to US dollars at an exchange rate of CAD 1.30 to USD 1.00. Total amount sold and number of investors exclude sales made pursuant to Regulation S
All figures converted from Canadian dollars to US dollars at an exchange rate of CAD 1.30 to USD 1.00. Sales commission is given subject to future contingencies and excludes amounts earned pursuant to the Regulation S offering.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Park Hill Group LLC135898

Source: Form D, filed Nov 14, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Denis Allman Executive
John Bradlow Director
Richard Bradlow Director
Adam Breslin Director
Nicole A. Fich Executive
Penfund Capital Partners Vi Inc. Executive
Penfund Management Limited Promoter
Jeremy James Thompson Director
Nancy Turnbull Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
333 Bay Street Suite 610
Toronto, A6, M5H 2R2