Form D · Other Investment Fund

PENDULUM PORTFOLIO, LLC

Chicago, IL · CIK 0001511259

Offering snapshot reported Sep 10, 2013 · SEC filing

Reported sold
$3.54M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 31, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.77M$3.54MJan 28, 2011: $2,950,000.00Jan 28, 2011Sep 14, 2012: $3,080,004.00Sep 14, 2012Sep 10, 2013: $3,541,155.00Sep 10, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,950,000 → $3,541,155
  • Reported investors5 → 4

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 10, 2013Amendment$3,541,155$591,155vs Jan 28, 20114SEC filing
Sep 14, 2012Amendment$3,080,004$130,004vs Jan 28, 20114SEC filing
Jan 28, 2011Initial$2,950,000No comparison5SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-154584
THERE IS NO MAXIMUM NUMBER OF LIMITED LIABILITY COMPANY UNITS WHICH MAY BE ISSUED, BUT THE NUMBER OF MEMBERS WHO ARE INVESTING AT ONE TIME MAY NOT EXCEED 99.

Source: Form D, filed Sep 10, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE PENDULUM PORTFOLIO, LLC

Investment adviser: SKYLINE ASSET MANAGEMENT, L.P.

Gross asset value
$3.39M
Beneficial owners
4
ADV minimum commitment
$100K

Reported in Form ADV on Mar 18, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANK, N.A. CINCINNATI, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian U.S. BANK, N.A. CINCINNATI, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 700672 · Mar 18, 2013 · Schedule D 7.B.(1), fund 805-2795739051

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William M. Dutton Executive
William F. Fiedler Executive
Stephen F. Kendall Executive
Michael Maloney Executive
Mark N. Odegard Executive
Skyline Asset Holdings, Inc. Executive
Skyline Asset Holdings, Inc. Executive
Skyline Asset Management, L.P. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
120 South Lasalle Street Suite 1320
Chicago, IL, 60603