Form D · Other Investment Fund

Pembroke Heritage Fund Ltd

St Peter Port, Y7 · CIK 0001554094

Offering snapshot reported Jul 8, 2015 · SEC filing

Reported sold
$16.2M
Offering amount: $66.6M
Investors reported
14
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jul 2, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.8M$33.7MJul 16, 2012: $6,000,000.00Jul 16, 2012Jun 28, 2013: $33,695,000.00Jun 28, 2013Jul 25, 2013: $2,639,700.00Jul 22, 2014: $798,896.00Jul 22, 2014Jul 8, 2015: $16,199,506.00Jul 8, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$798,896 → $16,199,506
  • Reported investors10 → 14

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 8, 2015Amendment$16,199,506$15,400,610vs Jul 22, 201414SEC filing
Jul 22, 2014Amendment$798,896-$5,201,104vs Jul 16, 201210SEC filing
Jul 25, 2013Amendment$2,639,700-$3,360,300vs Jul 16, 201230SEC filing
Jun 28, 2013Amendment$33,695,000$27,695,000vs Jul 16, 201232SEC filing
Jul 16, 2012Initial$6,000,000No comparison6SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-181298

Source: Form D, filed Jul 8, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nicholas Rodney Lowther Fry Director
Graham Michael Harrison Director
Robert Paul King Director
Ltd Pembroke Management Promoter
Jeffrey Tory Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Canada Court Upland Road
St Peter Port, Y7, GY1 3QE