Form D · Other Energy

PEMBERTON POWER CORP.

Vancouver, A1 · CIK 0001487648

Offering snapshot reported Jun 16, 2010 · SEC filing

Reported sold
$1.17M
Offering amount: $1.17M
Investors reported
12
Form D · investor count
Minimum accepted
$11.7K
Reported outside-investor minimum
First sale
Mar 15, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$585K$1.17MMar 26, 2010: $779,760.00Mar 26, 2010Jun 16, 2010: $1,169,960.00Jun 16, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$779,760 → $1,169,960
  • Reported investors1 → 12

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 16, 2010Amendment$1,169,960$390,200vs Mar 26, 201012SEC filing
Mar 26, 2010Initial$779,760No comparison1SEC filing

Offering details

Securities
Equity, Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$89.8K (estimated)
Form D file number
021-139989
Total amount offered/sold was CAD$800,000/USD$779,760 for Tranche 1 and CAD$400,000/USD$390,200 for Tranche 2. Bank of Canada closing exchange rate was 1 CAD = USD 0.9747 on March 24,2010 (Tranche 1) and 1 CAD = USD 0.9755 on June 15, 2010 (Tranche 2).
The Issuer offered/sold common shares pursuant to Rule 506 of Regulation D in two tranches. The date of first sale of shares under Tranche 1 was March 15, 2010. The date of first sale of shares under Tranche 2 was June 10, 2010.
The Issuer paid a finder's fee in common shares valued at CAD$84,000 and reimbursement for legal fees/expenses valued at CAD$8100 to Global Resource Investments Ltd. Bank of Canada closing exchange rate was 1 CAD = USD 0.9755 on June 15, 2010.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Global Resource Investments Ltd.35878

Source: Form D, filed Jun 16, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joel Jeangrand Director, Executive
Robert James Scott Director, Executive
Murray Wade Seitz Director, Executive

Issuer details

Industry: Other Energy (See others in industry)

Address:
420 744 West Hastings Street
Vancouver, A1, V6C1A5