Form D · Other Real Estate
PEM NOV II DST
Houston, TX · CIK 0001517188
Offering snapshot reported Jul 7, 2011 · SEC filing
- Reported sold
- $3.08M Offering amount: $3.08M
- Investors reported
- 22 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jan 3, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 7, 2011 | Initial | $3,083,333 | No comparison | 22 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $208K
- Finders' fees
- $0
- Form D file number
- 021-162415
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| John H. Ferguson | 4947624 | Steven L. Falk & Associates Inc. · CRD 14297 |
| Warren J. Thomas | 2299254 | Steven L. Falk & Associates Inc. · CRD 14297 |
| Mike Cronin | None | Steven L. Falk & Associates Inc. · CRD 14297 |
| John P. Harvey Jr. | 4227692 | OMNI Brokerage, Inc. · CRD 16878 |
| Christina S. Nielson | 4866971 | OMNI Brokerage, Inc. · CRD 16878 |
| Jonathan R. Creighton | 1495897 | OMNI Brokerage, Inc. · CRD 16878 |
| Tomas J. Velken | 1600404 | Sigma Financial Corporation · CRD 14303 |
| Kyle S. Jobin | 4915438 | Sigma Financial Corporation · CRD 14303 |
| Richard J. Heuberger | 2849788 | Sigma Financial Corporation · CRD 14303 |
| Christine B. Brymerski-Clough | 2775062 | Sigma Financial Corporation · CRD 14303 |
| William S. Sheehan | 2328614 | Investors Capital Corp. · CRD 30613 |
| Hagop (Jacob) S. Tujian | 4605467 | Independent Financial Group, LLC · CRD 7717 |
| Iaian L. Filippini | 4708877 | Independent Financial Group, LLC · CRD 7717 |
| John Hannon | None | Nelsonreid, Inc. · CRD 45503 |
Source: Form D, filed Jul 7, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Principle Equity Properties, Lp | Director |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
10777 Nw Freeway Suite 850
Houston, TX, 77092
Houston, TX, 77092