Form D · Other Real Estate
PEM NOV DST
Houston, TX · CIK 0001494701
Offering snapshot reported Jul 7, 2011 · SEC filing
- Reported sold
- $7.1M Offering amount: $7.1M
- Investors reported
- 34 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jul 21, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 7, 2011 | Initial | $7,099,390 | No comparison | 34 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $482K
- Finders' fees
- $0
- Form D file number
- 021-162408
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| John H. Ferguson | 4947624 | Steven L. Falk & Associates Inc. · CRD 14297 |
| Joshua P. Ungerecht | 5183573 | Steven L. Falk & Associates Inc. · CRD 14297 |
| Mike Cronin | None | Steven L. Falk & Associates Inc. · CRD 14297 |
| John P. Harvey Jr. | 4227692 | OMNI Brokerage, Inc. · CRD 16878 |
| Robert L. Boggess | 5007422 | OMNI Brokerage, Inc. · CRD 16878 |
| Robert L. Vonderharr | 1556834 | OMNI Brokerage, Inc. · CRD 16878 |
| Christina S. Nielson | 4866971 | OMNI Brokerage, Inc. · CRD 16878 |
| Sigma Financial Corporation | 14303 | |
| David N. Chick | 842860 | Berthel, Fisher & Company Financial Services, Inc. · CRD 13609 |
| Alex J. Kowalski | 4495275 | Berthel, Fisher & Company Financial Services, Inc. · CRD 13609 |
| Michelle R. Langer | 5048331 | CapWest Securities, Inc. · CRD 30002 |
| Kathleen L. Heshelow | 4909103 | CapWest Securities, Inc. · CRD 30002 |
| William S. Sheehan | 2328614 | Investors Capital Corp. · CRD 30613 |
Source: Form D, filed Jul 7, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Principle Equity Properties, Lp | Director |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
10777 Nw Freeway Suite 850
Houston, TX, 77092
Houston, TX, 77092