Form D · Venture Capital Fund

Pelion Ventures V Financial Institutions Fund, L.P.

Salt Lake City, UT · CIK 0001532860

Offering snapshot reported May 30, 2013 · SEC filing

Reported sold
$37M
Offering amount: $37M
Investors reported
5
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 23, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18.5M$37MMay 7, 2012: $25,000,000.00May 7, 2012Mar 14, 2013: $32,000,000.00Mar 14, 2013May 30, 2013: $37,000,000.00May 30, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$32,000,000 → $37,000,000
  • Reported investors4 → 5

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 30, 2013Amendment$37,000,000$5,000,000vs Mar 14, 20135SEC filing
Mar 14, 2013Amendment$32,000,000$7,000,000vs May 7, 20124SEC filing
May 7, 2012Initial$25,000,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$500K
Finders' fees
$0
Form D file number
021-177787

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Christopher J. Caputo1734605Fortress Group, Inc. · CRD 104408
Bruce A. Williamson1923210Fortress Group, Inc. · CRD 104408

Source: Form D, filed May 30, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PELION VENTURES V FINANCIAL INSTITUTIONS FUND, L.P.

Investment adviser: PELION, INC

Gross asset value
$6.83M
Beneficial owners
8
ADV minimum commitment
$25K

Reported in Form ADV on May 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP SALT LAKE CITY, Utah, United States
Custodian FIRST-CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2108578 · May 28, 2026 · Schedule D 7.B.(1), fund 805-3549272593

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James C. Dreyfous Promoter
Carl S. Ledbetter Promoter
Blake G. Modersitzki Promoter
N/A Pelion Ventures V Financial Institutions Gp, L.L.C. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2755 East Cottonwood Parkway, Ste 520
Salt Lake City, UT, 84121