Form D · Venture Capital Fund

Pelion Ventures V-A, L.P.

Salt Lake City, UT · CIK 0001525599

Offering snapshot reported Mar 14, 2013 · SEC filing

Reported sold
$31M
Offering amount: $31M
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 12, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$15.5M$31MAug 25, 2011: $20,000,000.00Aug 25, 2011Aug 3, 2012: $21,000,000.00Aug 3, 2012Mar 14, 2013: $31,000,000.00Mar 14, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$21,000,000 → $31,000,000
  • Reported investors2 → 3

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 14, 2013Amendment$31,000,000$10,000,000vs Aug 3, 20123SEC filing
Aug 3, 2012Amendment$21,000,000$1,000,000vs Aug 25, 20112SEC filing
Aug 25, 2011Initial$20,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$600K
Finders' fees
$0
Form D file number
021-164933

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Fortress Group, Inc.104408Fortress Group, Inc. · CRD 104408
Funds Placement Group LLC145840Funds Placement Group LLC · CRD 145840

Source: Form D, filed Mar 14, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PELION VENTURES V-A, L.P.

Investment adviser: PELION, INC

Gross asset value
$5.97M
Beneficial owners
9
ADV minimum commitment
$25K

Reported in Form ADV on May 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP SALT LAKE CITY, Utah, United States
Custodian FIRST-CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2108578 · May 28, 2026 · Schedule D 7.B.(1), fund 805-7892419059

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James C. Dreyfous Promoter
Carl S. Ledbetter Promoter
Blake G. Modersitzki Promoter
N/A Pelon Venture Partners V, L.L.C. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2755 East Cottonwood Parkway, Ste 520
Salt Lake City, UT, 84121