Form D · Private Equity Fund

PEG Secondary Private Equity Investors III L.P.

New York, NY · CIK 0001669915

Offering snapshot reported Sep 14, 2016 · SEC filing

Reported sold
$810M
Indefinite offering
Investors reported
406
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Apr 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$405M$810MApr 8, 2016: $55,345,932.00Apr 8, 2016Aug 8, 2016: $667,189,873.00Aug 8, 2016Sep 14, 2016: $810,000,000.00Sep 14, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$667,189,873 → $810,000,000
  • Reported investors367 → 406

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 14, 2016Amendment$810,000,000$142,810,127vs Aug 8, 2016406SEC filing
Aug 8, 2016Amendment$667,189,873$611,843,941vs Apr 8, 2016367SEC filing
Apr 8, 2016Initial$55,345,932No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$4.2M (estimated)
Finders' fees
$0
Form D file number
021-260969

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneJ.P. Morgan Securities LLC · CRD 79

Source: Form D, filed Sep 14, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PEG SECONDARY PRIVATE EQUITY INVESTORS III L.P.

Investment adviser: J.P. MORGAN INVESTMENT MANAGEMENT INC.

Gross asset value
$266M
Beneficial owners
410
ADV minimum commitment
$250K

Reported in Form ADV on Aug 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 54930040JC7I4R2I8K66

Filing source

Form ADV 2126828 · Aug 26, 2026 · Schedule D 7.B.(1), fund 805-4925083960

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A J.P. Morgan Investment Management Inc. Executive, Promoter
Mario Novello Executive
N/A Secondary Iii Gp Llc Executive
Dan Smith Executive
N/A Trident Fund Services, Inc. Director
Brian Visel Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Jp Morgan Investment Management Inc. 320 Park Avenue, 15 Th Floor
New York, NY, 10022