Form D · Hedge Fund

PECONIC TRIUMPH FUND III L.P.

East Quogue, NY · CIK 0001097221

Offering snapshot reported Mar 14, 2012 · SEC filing

Reported sold
$1.18M
Indefinite offering
Investors reported
17
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 1, 1999
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.94M$3.89MNov 5, 2009: $3,756,272.00Nov 5, 2009Mar 16, 2010: $3,887,000.00Mar 16, 2011: $1,509,921.00Mar 16, 2011Mar 14, 2012: $1,182,247.00Mar 14, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,509,921 → $1,182,247

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 14, 2012Amendment$1,182,247-$327,674vs Mar 16, 201117SEC filing
Mar 16, 2011Amendment$1,509,921-$2,377,079vs Mar 16, 201017SEC filing
Mar 16, 2010Amendment$3,887,000$130,728vs Nov 5, 200917SEC filing
Nov 5, 2009Amendment$3,756,272No comparison17SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-129483
The "Total Amount Sold" is the approximate net asset value of the Issuer as of January 31, 2012.

Source: Form D, filed Mar 14, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PECONIC TRIUMPH FUND III, L.P.

Investment adviser: PECONIC PARTNERS LLC

Gross asset value
$1.19M
Beneficial owners
4
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor GRANT THORNTON NEW YORK, New York, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 620910 · Mar 30, 2012 · Schedule D 7.B.(1), fund 805-8660617040

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William F. Harnisch Executive
Wook Lee Executive
N/A Peconic Asset Managers Llc Executive
N/A Peconic Partners Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
506 Montauk Highway, P.O. Box 3002
East Quogue, NY, 11942