Form D · Hedge Fund
Peconic Partners International Fund Ltd.
Hamilton, D0 · CIK 0001457645
Offering snapshot reported Mar 13, 2018 · SEC filing
- Reported sold
- $801K Indefinite offering
- Investors reported
- 307 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Oct 3, 1994 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,818,385 → $801,430
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 13, 2018 | Amendment | $801,430 | -$1,016,955vs Mar 16, 2017 | 307 | SEC filing |
| Mar 16, 2017 | Amendment | $1,818,385 | $107,579vs Mar 17, 2016 | 307 | SEC filing |
| Mar 17, 2016 | Amendment | $1,710,806 | -$39,658vs Mar 16, 2015 | 307 | SEC filing |
| Mar 16, 2015 | Amendment | $1,750,464 | -$733,388vs Mar 14, 2014 | 307 | SEC filing |
| Mar 14, 2014 | Amendment | $2,483,852 | $123,615vs Mar 14, 2013 | 307 | SEC filing |
| Mar 14, 2013 | Initial | $2,360,237 | No comparison | 307 | SEC filing |
| Mar 14, 2012 | Amendment | $28,663,773 | -$7,286,360vs Mar 16, 2011 | 307 | SEC filing |
| Mar 16, 2011 | Amendment | $35,950,133 | $4,254,133vs Mar 16, 2010 | 307 | SEC filing |
| Mar 16, 2010 | Initial | $32,584,000 | No comparison | 306 | SEC filing |
| Mar 16, 2010 | Amendment | $31,696,000 | -$888,000vs Mar 16, 2010 | 306 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $7.94M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-193321
The "Total Amount Sold" is the approximate net asset value of the Issuer as of January 31, 2018.
The above amount is the approximate aggregate amount of fees paid to third party solicitors since the initial offering. Such solicitors are no longer receiving payments and the Issuer does not currently utilize any third party solicitors.
Source: Form D, filed Mar 13, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PECONIC PARTNERS INTERNATIONAL FUND LTD.
Investment adviser: PECONIC PARTNERS LLC
- Gross asset value
- $782K
- Beneficial owners
- 1
- ADV minimum commitment
- $500K
Reported in Form ADV on Mar 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
COHEN & COMPANY
PCAOB 925
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177
MORGAN STANLEY & CO. LLC
SEC 8-15869
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Filing source
Form ADV 1182272 · Mar 30, 2018 · Schedule D 7.B.(1), fund 805-1002776623
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John C.R. Collis | Director |
| Dawn Griffiths | Director |
| William F. Harnisch | Director, Executive |
| Dennis Ko | Director |
| Wook Lee | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Hamilton, D0, HM 11