Form D · Hedge Fund

Peconic Partners International Fund Ltd.

Hamilton, D0 · CIK 0001457645

Offering snapshot reported Mar 13, 2018 · SEC filing

Reported sold
$801K
Indefinite offering
Investors reported
307
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 3, 1994
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.24M$2.48MMar 14, 2013: $2,360,237.00Mar 14, 2013Mar 14, 2014: $2,483,852.00Mar 14, 2014Mar 16, 2015: $1,750,464.00Mar 16, 2015Mar 17, 2016: $1,710,806.00Mar 17, 2016Mar 16, 2017: $1,818,385.00Mar 16, 2017Mar 13, 2018: $801,430.00Mar 13, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,818,385 → $801,430

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 13, 2018Amendment$801,430-$1,016,955vs Mar 16, 2017307SEC filing
Mar 16, 2017Amendment$1,818,385$107,579vs Mar 17, 2016307SEC filing
Mar 17, 2016Amendment$1,710,806-$39,658vs Mar 16, 2015307SEC filing
Mar 16, 2015Amendment$1,750,464-$733,388vs Mar 14, 2014307SEC filing
Mar 14, 2014Amendment$2,483,852$123,615vs Mar 14, 2013307SEC filing
Mar 14, 2013Initial$2,360,237No comparison307SEC filing
Mar 14, 2012Amendment$28,663,773-$7,286,360vs Mar 16, 2011307SEC filing
Mar 16, 2011Amendment$35,950,133$4,254,133vs Mar 16, 2010307SEC filing
Mar 16, 2010Initial$32,584,000No comparison306SEC filing
Mar 16, 2010Amendment$31,696,000-$888,000vs Mar 16, 2010306SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$7.94M (estimated)
Finders' fees
$0
Form D file number
021-193321
The "Total Amount Sold" is the approximate net asset value of the Issuer as of January 31, 2018.
The above amount is the approximate aggregate amount of fees paid to third party solicitors since the initial offering. Such solicitors are no longer receiving payments and the Issuer does not currently utilize any third party solicitors.

Source: Form D, filed Mar 13, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PECONIC PARTNERS INTERNATIONAL FUND LTD.

Investment adviser: PECONIC PARTNERS LLC

Gross asset value
$782K
Beneficial owners
1
ADV minimum commitment
$500K

Reported in Form ADV on Mar 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C HEDGE FUND SERVICES NORTH AMERICA, INC. COLUMBUS, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN & COMPANY HUNT VALLEY, Maryland, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

COHEN & COMPANY
PCAOB 925

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

MORGAN STANLEY & CO. LLC
SEC 8-15869

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1182272 · Mar 30, 2018 · Schedule D 7.B.(1), fund 805-1002776623

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John C.R. Collis Director
Dawn Griffiths Director
William F. Harnisch Director, Executive
Dennis Ko Director
Wook Lee Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Citigroup Fund Services (Bermuda) Lt Washington Mall 1,3 Rd Floor,22 Church St
Hamilton, D0, HM 11