Form D · Other Investment Fund

Peakview Capital IV-A, L.P.

Menlo Park, CA · CIK 0001912499

Offering snapshot reported Jun 9, 2023 · SEC filing

Reported sold: $59.5M
Investors reported: 1
Minimum accepted: $0
First sale: Mar 2, 2022

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 1

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 9, 2023	Amendment	$59,450,000	No comparison	1	SEC filing
Mar 2, 2022	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-435588

Excludes (i) $937,040 committed by the GP, and (ii) $84,612,960 in commitments to Peakview Capital IV, L.P., a parallel fund of the Issuer (the "Parallel Fund"). Aggregate commitments by all partners to Issuer and Parallel Fund total $145,000,000.

Source: Form D, filed Jun 9, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PEAKVIEW CAPITAL IV-A, L.P.

Investment adviser: PEAKVIEW MANAGEMENT, LLC

Gross asset value: $59.5M
Beneficial owners: 1
ADV minimum commitment: $5M

Reported in Form ADV on Jun 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX GROUP LTD. EVANSVILLE, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Filing source

Form ADV 2110250 · Jun 1, 2026 · Schedule D 7.B.(1), fund 805-3921359374

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Erik Lassila	Director
None Peakview General Partner Iv, Llc	Director
None Peakview Management, Llc	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

525 Middlefield Road, Suite 230
Menlo Park, CA, 94025