Form D · Private Equity Fund

PEAK ROCK CAPITAL EXECUTIVE CREDIT FUND III LP

Austin, TX · CIK 0001916226

Offering snapshot reported Aug 8, 2024 · SEC filing

Reported sold: $1.27M
Investors reported: 8
Minimum accepted: $0
First sale: Aug 15, 2023

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 8

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 8, 2024	Amendment	$1,265,000	No comparison	8	SEC filing
Aug 10, 2023	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-489403

Source: Form D, filed Aug 8, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PEAK ROCK CAPITAL EXECUTIVE CREDIT FUND III LP

Investment adviser: PEAK ROCK CAPITAL LLC

Gross asset value: $1.4M
Beneficial owners: 14
ADV minimum commitment: $5M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP HOUSTON, Texas, United States

Custodian JPMORGAN CHASE BANK, N.A. NEWARK, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 2081874 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-4813944841

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
PEAK ROCK CAPITAL EXECUTIVE CREDIT FUND II LP	Jan 17, 2019	Yet to sell	0
PEAK ROCK CAPITAL EXECUTIVE CREDIT FUND III LP (this fund)	Aug 8, 2024	$1,265,000	8

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jung Woo Choi	Executive
Anthony K. Disimone	Executive, Promoter
Steven E. Martinez	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

13413 Galleria Circle, Suite Q 300
Austin, TX, 78738